Did You Lose Money Because of Andrew Roybal?
Filed: October 30, 2023
Andrew Roybal has been the subject of four (4) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Andrew Ricardo Roybal.
Who Is Andrew Ricardo Roybal of LPL Financial LLC?
- Advisor Name: Andrew Ricardo Roybal
- Aliases: Andrew Roybal
- CRD: 2675889
- Location: San Diego, California
- Current Employer: LPL Financial LLC
- Previous Firms: Unionbanc Investment Services, LLC and Rickel & Associates, Inc.
- Number of Known Customer Complaints: 4
- Can Andrew Roybal Be Sued: Yes, in Private Arbitration
- Can Andrew Roybal’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $78,000
- Highest Settlement: $21,887
If you have suffered investment losses by Andrew Roybal, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Andrew Roybal For Broker Misconduct
As of this publication date, Andrew Roybal has been the subject of 4 customer disputes. Let’s review them below.
In October 2020, a complaint was filed against or in reference to Andrew Roybal by a customer of Unionbanc Investment Services alleging that Mr. Roybal failed to follow instructions to invest assets into a managed account, resulting in monetary loss. Per the customer, he/she lost over $21,887.48 because of Mr. Roybal’s actions. On November 20, 2020, Mr. Roybal settled the claim for $21,887, and some or all of this amount may have been paid by Mr. Roybal’s employer and/or insurance carrier.
In October 2012, a complaint was filed against or in reference to Andrew Roybal by a customer of Unionbanc Investment Services alleging unsuitable and misrepresented product. Per the customer, he/she lost over $78,000 because of Mr. Roybal’s actions.
In April 2007, a complaint was filed against or in reference to Andrew Roybal by multiple customers of Unionbanc Investment Services alleging Hartford VUL product was misrepresented and lacked disclosure. Per the customer, he/she lost over $24,740 because of Mr. Roybal’s actions.
In January 2001, a complaint was filed against or in reference to Andrew Roybal by a customer of UBOC Investment Services, Inc. alleging that Mr. Roybal failed to disclose the risk of loss of principal in a mutual fund. Per the customer, he/she lost over $11,000 because of Mr. Roybal’s actions. On August 9, 2001, Mr. Roybal settled the claim for $6,000, and some or all of this amount may have been paid by Mr. Roybal’s employer and/or insurance carrier.
How To File A Claim Against Andrew Roybal of LPL Financial LLC (previously with Unionbanc Investment Services, LLC and Rickel & Associates, Inc.) To Get Your Money Back.
If you have questions about Andrew Roybal, LPL Financial LLC, Unionbanc Investment Services, LLC, Rickel & Associates, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
