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Did You Lose Money Because of Aubrey Parker?

Filed: February 9, 2024

Aubrey Parker has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Aubrey Dexter Parker.

Who Is Aubrey Dexter Parker of Wells Fargo Clearing Services, LLC?

  • Advisor Name: Aubrey Dexter Parker
  • Aliases: Aubrey Parker
  • CRD: 2454088
  • Location: Stone Mountain, Georgia
  • Current Employer: Wells Fargo Clearing Services, LLC
  • Previous Firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Advisors, LLC
  • Number of Known Customer Complaints: 1
  • Can Aubrey Parker Be Sued: Yes, in Private Arbitration
  • Can Aubrey Parker’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: Unknown
  • Highest Settlement: $125,000

If you have suffered investment losses by Aubrey Parker, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Aubrey Parker For Broker Misconduct

As of this publication date, Aubrey Parker has been the subject of 1 customer dispute. Let’s review it below.

In April 2020, a FINRA arbitration was filed against or in reference to Aubrey Parker by a customer of Wells Fargo Clearing Services, LLC alleging that from 2013 through 2019, the claimant’s son directed Parker to execute transactions in the claimant’s account without claimant’s authorization. On August 31, 2021, Parker settled the claim for $125,000, and some or all of this amount may have been paid by Parker’s employer and/or insurance carrier.

How To File A Claim Against Aubrey Parker of Wells Fargo Clearing Services, LLC (previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Advisors, LLC) To Get Your Money Back

If you have questions about Aubrey Parker, Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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