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Did You Lose Money Because of Brian Hamm?

Filed: March 4, 2024

Brian Hamm has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Brian J Hamm.

Who Is Brian J Hamm of J.W. Cole Advisors, Inc. and J.W. Cole Financial, Inc.?

  • Advisor Name: Brian J Hamm
  • Aliases: Brian Hamm
  • CRD: 5801533
  • Location: Slinger, Wisconsin
  • Current Employer: J.W. Cole Advisors, Inc. and J.W. Cole Financial, Inc.
  • Previous Firms: Mutual of Omaha Investor Services, Inc.
  • Number of Known Customer Complaints: 1
  • Can Brian Hamm Be Sued: Yes, in Private Arbitration
  • Can Brian Hamm’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $150,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Brian Hamm, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Brian Hamm For Broker Misconduct

As of this publication date, Brian Hamm has been the subject of 1 customer dispute. Let’s review it below.

In April 2023, a complaint was filed against or in reference to Brian Hamm by a customer of J.W. Cole Financial, Inc. alleging that Mr. Hamm provided inaccurate advice regarding disbursement of funds from the trust causing additional tax liabilities. Per the customer, he/she lost over $150,000 because of Mr. Hamm’s actions.

How To File A Claim Against Brian Hamm of J.W. Cole Advisors, Inc. and J.W. Cole Financial, Inc. (previously with Mutual of Omaha Investor Services, Inc.) To Get Your Money Back

If you have questions about Brian Hamm, J.W. Cole Advisors, Inc., J.W. Cole Financial, Inc., Mutual of Omaha Investor Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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