Did You Lose Money Because of Brian Mariash?
Filed: January 30, 2024
Brian Mariash currently has one (1) pending customer complaint. Overall, he has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brian James Mariash.
Who Is Brian James Mariash of UBS Financial Services Inc.?
- Advisor Name: Brian James Mariash
- Aliases: Brian Mariash
- CRD: 4371979
- Location: Sarasota, Florida
- Current Employer: UBS Financial Services Inc.
- Previous Firms: Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated
- Number of Known Customer Complaints: 3
- Can Brian Mariash Be Sued: Yes, in Private Arbitration
- Can Brian Mariash’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $200,000
- Highest Settlement: $40,000
If you have suffered investment losses by Brian Mariash, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brian Mariash For Broker Misconduct
As of this publication date, Brian Mariash has been the subject of 3 customer disputes. Let’s review them below.
In December 2023, a complaint was filed against or in reference to Brian Mariash by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging that Mr. Mariash was not acting in the client’s best interest from 2/24/2020-12/08/2023 regarding equity indexed annuities and variable annuities. As of this publication date, the claim remains pending.
In January 2009, a complaint was filed against or in reference to Brian Mariash by a customer of A.G. Edwards & Sons, Inc. alleging that the client had been paying for a GMIB rider since purchasing the contract in 2004 and was recently advised she does not have the rider. On July 15, 2016, Mr. Mariash settled the claim for $7,708.06, and some or all of this amount may have been paid by Mr. Mariash’s employer and/or insurance carrier.
In November 2007, a complaint was filed against or in reference to Brian Mariash by a customer of Morgan Stanley & Co. Incorporated alleging improper IRA distribution leading to tax penalties. Per the customer, he/she lost over $200,000 because of Mr. Mariash’s actions. On June 14, 2010, Mr. Mariash settled the claim for $40,000, and some or all of this amount may have been paid by Mr. Mariash’s employer and/or insurance carrier.
How To File A Claim Against Brian Mariash of UBS Financial Services Inc. (previously with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated) To Get Your Money Back
If you have questions about Brian Mariash, UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
