Did You Lose Money Because of Joseph Liana?
Filed: January 24, 2024
Joseph Liana has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Joseph Martin Liana.
Who Is Joseph Martin Liana of Ameriprise Financial Services, LLC?
- Advisor Name: Joseph Martin Liana
- Aliases: Joseph Liana
- CRD: 4049875
- Location: Westbury, New York
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: IDS Life Insurance Company, Couch & Company, Incorporated, and Royal Hutton Securities Corp.
- Number of Known Customer Complaints: 3
- Can Joseph Liana Be Sued: Yes, in Private Arbitration
- Can Joseph Liana’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,757.10
- Highest Settlement: $478.76
If you have suffered investment losses by Joseph Liana, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stock market losses lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Joseph Liana For Broker Misconduct
As of this publication date, Joseph Liana has been the subject of 3 customer disputes. Let’s review them below.
In January 2020, a complaint was filed against or in reference to Joseph Liana by a customer of Ameriprise Financial Services, LLC alleging that Apple Inc. shares were sold without the client’s authorization in January 2020. Per the customer, he lost over $5,339.32 because of Mr. Liana’s actions.
In September 2005, a complaint was filed against or in reference to Joseph Liana by a customer of Ameriprise Financial Services, LLC alleging that Mr. Liana caused tax consequences for them with a transfer of 401k assets from another firm. Per the customer, he/she lost over $5,000 because of Mr. Liana’s actions.
In August 2003, a complaint was filed against or in reference to Joseph Liana by a customer of American Express Financial Advisors alleging that Mr. Liana failed to provide suitable financial advice, failed to correctly rollover an existing Roth IRA, failed to execute an instructed transaction in a timely fashion and misrepresented the replacement of the client’s long-term care policy. Per the customer, he/she lost over $5,757.10 because of Mr. Liana’s actions. On October 28, 2003, Mr. Liana settled the claim for $478.76, and some or all of this amount may have been paid by Mr. Liana’s employer and/or insurance carrier.
How To File A Claim Against Joseph Liana of Ameriprise Financial Services, LLC (previously with IDS Life Insurance Company, Couch & Company, Incorporated, and Royal Hutton Securities Corp.) To Get Your Money Back
If you have questions about Joseph Liana, Ameriprise Financial Services, LLC, IDS Life Insurance Company, Couch & Company, Incorporated, Royal Hutton Securities Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
