Did You Lose Money Because of Joshua Puccini?
Filed: March 6, 2024
Joshua Puccini (also known as Josh Puccini, Josh P Puccini, Joshua P Puccini) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Joshua Patrick Puccini.
Who Is Joshua Patrick Puccini of Northwestern Mutual Investment Services, LLC?
- Advisor Name: Joshua Patrick Puccini
- Aliases: Josh Puccini, Josh P Puccini, Joshua P Puccini
- CRD: 6343689
- Location: Rosemont, Illinois
- Current Employer: Northwestern Mutual Investment Services, LLC
- Previous Firms: Advised Assets Group, LLC and GWFS Equities, Inc.
- Number of Known Customer Complaints: 1
- Can Joshua Puccini Be Sued: Yes, in Private Arbitration
- Can Joshua Puccini’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: Unknown
If you have suffered investment losses by Joshua Puccini, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Joshua Puccini For Broker Misconduct
As of this publication date, Joshua Puccini has been the subject of 1 customer dispute. Let’s review it below.
In November 2023, a complaint was filed against or in reference to Joshua Puccini by a customer of Northwestern Mutual Investment Services, LLC alleging that on the advice of her representatives, she sold securities at her E*Trade account resulting in tax implications. Per the customer, she lost over $100,000 because of Mr. Puccini’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Joshua Puccini of Northwestern Mutual Investment Services, LLC (previously with Advised Assets Group, LLC and GWFS Equities, Inc.) To Get Your Money Back
If you have questions about Joshua Puccini, Northwestern Mutual Investment Services, LLC, Advised Assets Group, LLC, GWFS Equities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
