Did You Lose Money Because of Kevin Regan?
Filed: February 2, 2024
Kevin Regan currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kevin M Regan.
Who Is Kevin M Regan of Northwestern Mutual Investment Services, LLC?
- Advisor Name: Kevin M Regan
- Aliases: Kevin Regan
- CRD: 4726798
- Location: Fort Lauderdale, Florida
- Current Employer: Northwestern Mutual Investment Services, LLC
- Previous Firms: Unknown
- Number of Known Customer Complaints: 1
- Can Kevin Regan Be Sued: Yes, in Private Arbitration
- Can Kevin Regan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $305,000
- Highest Settlement: Unknown
If you have suffered investment losses by Kevin Regan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kevin Regan For Broker Misconduct
As of this publication date, Kevin Regan has been the subject of 1 customer dispute. Let’s review it below.
In October 2023, a complaint was filed against or in reference to Kevin Regan by multiple customers of Northwestern Mutual Investment Services, LLC alleging that Mr. Regan failed to invest the trust’s funds in managed advisory accounts according to the trust provisions, and failed to advise customers of the same. Customers also allege that their personal assets were not invested in accordance with their risk tolerance or circumstances. Per the customers, they lost over $305,000 because of Mr. Regan’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Kevin Regan of Northwestern Mutual Investment Services, LLC To Get Your Money Back
If you have questions about Kevin Regan, Northwestern Mutual Investment Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
