Did You Lose Money Because of Luis Rivera?
Filed: March 4, 2024
Luis Rivera has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Luis Alberto Rivera.
Who Is Luis Alberto Rivera of Wells Fargo Clearing Services, LLC?
- Advisor Name: Luis Alberto Rivera
- Aliases: Luis Rivera
- CRD: 6378152
- Location: Winston-Salem, North Carolina
- Current Employer: Wells Fargo Clearing Services, LLC
- Previous Firms: Raymond James Financial Services Advisors, Inc., Raymond James Financial Services, Inc., and Ameriprise Financial Services, LLC
- Number of Known Customer Complaints: 2
- Can Luis Rivera Be Sued: Yes, in Private Arbitration
- Can Luis Rivera’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $28,600
- Highest Settlement: Unknown
If you have suffered investment losses by Luis Rivera, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Luis Rivera For Broker Misconduct
As of this publication date, Luis Rivera has been the subject of 2 customer disputes. Let’s review them below.
In April 2023, a complaint was filed against or in reference to Luis Rivera by a customer of Ameriprise Financial Services, LLC alleging that Mr. Rivera misappropriated $28,600.00 from her brokerage account between February 2022 and January 2023. Per the customer, she lost over $28,600 because of Mr. Rivera’s actions.
In April 2023, a complaint was filed against or in reference to Luis Rivera by a customer of Ameriprise Financial Services, LLC alleging that Mr. Rivera unlawfully misappropriated funds out of his third party checking account without authorization. Per the customer, he lost over $11,144 because of Mr. Rivera’s actions.
How To File A Claim Against Luis Rivera of Wells Fargo Clearing Services, LLC (previously with Raymond James Financial Services Advisors, Inc., Raymond James Financial Services, Inc., and Ameriprise Financial Services, LLC) To Get Your Money Back
If you have questions about Luis Rivera, Wells Fargo Clearing Services, LLC, Raymond James Financial Services Advisors, Inc., Raymond James Financial Services, Inc., Ameriprise Financial Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
