Did You Lose Money Because of Mark MacArthur?
Filed: February 9, 2024
Mark MacArthur has been the subject of one (1) civil event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Mark Andrew MacArthur.
Who Is Mark Andrew MacArthur?
- Advisor Name: Mark Andrew MacArthur
- Aliases: Mark MacArthur
- CRD: 2411397
- Location: Valencia, California
- Current Employer: Currently Not Registered
- Previous Firms: Ausdal Financial Partners, Inc., Signator Investors, Inc., and Alps Distributors, Inc.
- Number of Known Civil Events: 1
- Can Mark MacArthur Be Sued: Yes, in Private Arbitration
- Can Mark MacArthur’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Mark MacArthur, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Mark MacArthur For Broker Misconduct
As of this publication date, Mark MacArthur has been the subject of 1 civil event. Let’s review it below.
In February 2020, United States Securities and Exchange Commission initiated a civil action against or in reference to Mark MacArthur for owing their clients – who entrusted them with the discretionary management of their money – a fiduciary duty to act with loyalty, fairness, and good faith. This civil enforcement action arises from defendants’ breach of their fiduciary duty when failing to disclose a glaring conflict of their financial interests with those of their clients.
How To File A Claim Against Mark MacArthur (previously with Ausdal Financial Partners, Inc., Signator Investors, Inc., and Alps Distributors, Inc.) To Get Your Money Back
If you have questions about Mark MacArthur, Ausdal Financial Partners, Inc., Signator Investors, Inc., Alps Distributors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
