Did You Lose Money Because of Mark Senofonte?
Filed: November 15, 2023
Mark Senofonte has been the subject of seven (7) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Mark Angelo Senofonte.
Who Is Mark Angelo Senofonte?
- Advisor Name: Mark Angelo Senofonte
- Aliases: Mark Senofonte
- CRD: 2038108
- Location: Greenfield Township, Pennsylvania
- Current Employer: Currently Not Registered
- Previous Firms: First Heartland Capital, Inc., LPL Financial LLC, and Cetera Investment Services LLC
- Number of Known Customer Complaints: 7
- Can Mark Senofonte Be Sued: Yes, in Private Arbitration
- Can Mark Senofonte’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $75,000
- Highest Settlement: $85,000
If you have suffered investment losses by Mark Senofonte, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Mark Senofonte For Broker Misconduct
As of this publication date, Mark Senofonte has been the subject of 7 customer disputes. Let’s review them below.
In September 2021, a FINRA arbitration was filed against or in reference to Mark Senofonte by a customer of Cetera Investment Services LLC alleging that Mr. Senofonte made unsuitable investments. The client further alleges failure to supervise and fraudulent new account documents. On July 15, 2022, Mr. Senofonte settled the claim for $85,000, and some or all of this amount may have been paid by Mr. Senofonte’s employer and/or insurance carrier.
In February 2021, a complaint was filed against or in reference to Mark Senofonte by a customer of Cetera Investment Services LLC alleging that Mr. Senofonte sold the client a REIT that is unsuitable based on the client’s age and financial assets. The client further alleges failure to supervise and fraudulent new account documents. Per the customer, he/she lost over $5,000 because of Mr. Senofonte’s actions.
In July 2019, a complaint was filed against or in reference to Mark Senofonte by a customer of Cetera Investment Services alleging that accounts were closed and cashed in without the client’s permission and funds were stolen/fraud. Per the customer, she lost over $75,000 because of Mr. Senofonte’s actions.
In June 2018, a complaint was filed against or in reference to Mark Senofonte by a customer of Cetera Investment Services alleging misrepresentation, suitability, and failure to supervise. Per the customer, he/she lost over $12,500 because of Mr. Senofonte’s actions. On August 23, 2018, Mr. Senofonte settled the claim for $11,000, and some or all of this amount may have been paid by Mr. Senofonte’s employer and/or insurance carrier.
In May 2018, a complaint was filed against or in reference to Mark Senofonte by a customer of Cetera Investment Services alleging misrepresentation and losses. Per the customer, he/she lost over $25,000 because of Mr. Senofonte’s actions.
In July 2011, a complaint was filed against or in reference to Mark Senofonte by a customer of Primevest Financial Services, Inc. alleging misrepresentation and unauthorized purchase. Per the customer, he/she lost over $5,000 because of Mr. Senofonte’s actions.
In November 2010, a complaint was filed against or in reference to Mark Senofonte by a customer of Primevest Financial Services, Inc. alleging that Mr. Senofonte failed to provide full disclosure at the time of sale. Per the customer, he/she lost over $26,455.27 because of Mr. Senofonte’s actions. On December 2, 2011, Mr. Senofonte settled the claim for $26,455.07, and some or all of this amount may have been paid by Mr. Senofonte’s employer and/or insurance carrier.
How To File A Claim Against Mark Senofonte (previously with First Heartland Capital, Inc., LPL Financial LLC, and Cetera Investment Services LLC) To Get Your Money Back.
If you have questions about Mark Senofonte, First Heartland Capital, Inc., LPL Financial LLC, Cetera Investment Services LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.
