Did You Lose Money Because of Mark Sullivan?
Filed: January 31, 2024
Mark Sullivan has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Mark Douglas Sullivan.
Who Is Mark Douglas Sullivan of Raymond James & Associates, Inc.?
- Advisor Name: Mark Douglas Sullivan
- Aliases: Mark D Sullivan
- CRD: 2398532
- Location: Alpharetta, Georgia
- Current Employer: Raymond James & Associates, Inc.
- Previous Firms: Morgan Stanley and Credit Suisse Securities (USA) LLC
- Number of Known Customer Complaints: 1
- Can Mark Sullivan Be Sued: Yes, in Private Arbitration
- Can Mark Sullivan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Mark Sullivan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Mark Sullivan For Broker Misconduct
As of this publication date, Mark Sullivan has been the subject of 1 customer dispute. Let’s review it below.
In April 2020, a complaint was filed against or in reference to Mark Sullivan by a customer of Morgan Stanley alleging that loan product was misrepresented and prepayment penalty was not disclosed.
How To File A Claim Against Mark Sullivan of Ameriprise Financial Services, LLC (previously with AE Wealth Management, LLC and Madison Avenue Securities, LLC) To Get Your Money Back
If you have questions about Mark Sullivan, Raymond James & Associates, Inc., Morgan Stanley, Credit Suisse Securities (USA) LLC), or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
