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Did You Lose Money Because of Richard Laskin?

Filed: November 15, 2023

Richard Laskin currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Richard Scott Laskin.

Who Is Richard Scott Laskin of Cetera Advisors LLC?

  • Advisor Name: Richard Scott Laskin
  • Aliases: Richard Laskin
  • CRD: 2201317
  • Location: East Brunswick, New Jersey
  • Current Employer: Cetera Advisors LLC
  • Previous Firms: SII Investments, Inc., Cadaret, Grant & Co., Inc., and Putnam Mutual Funds Corp.
  • Number of Known Customer Complaints: 2
  • Can Richard Laskin Be Sued: Yes, in Private Arbitration
  • Can Richard Laskin’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $57,527
  • Highest Settlement: $37,500

If you have suffered investment losses by Richard Laskin, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Richard Laskin For Broker Misconduct

As of this publication date, Richard Laskin has been the subject of 2 customer disputes. Let’s review them below.

In September 2019, a complaint was filed against or in reference to Richard Laskin by a customer of SII alleging unsuitable investments. Per the customer, he/she lost over $57,527 because of Mr. Laskin’s actions. As of this publication date, this claim remains pending.

In October 2003, a complaint was filed against or in reference to Richard Laskin by a customer of Cadaret, Grant & Co., Inc. alleging funds were invested too aggressively for the client’s risk level. On July 26, 2004, Mr. Laskin settled the claim for $37,500, and some or all of this amount may have been paid by Mr. Laskin’s employer and/or insurance carrier.

How To File A Claim Against Richard Laskin of Cetera Advisors LLC (previously with SII Investments, Inc., Cadaret, Grant & Co., Inc., and Putnam Mutual Funds Corp.) To Get Your Money Back.

If you have questions about Richard Laskin, Cetera Advisors LLC, SII Investments, Inc., Cadaret, Grant & Co., Inc., Putnam Mutual Funds Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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