Did You Lose Money Because of Richard Sall of LPL Financial (previously with Voya Financial Advisors)?
Filed: October 20, 2023
Richard Sall currently has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Richard Harris Sall.
Who Is Richard Harris Sall of LPL Financial LLC?
- Advisor Name: Richard Harris Sall
- Aliases: Richard Sall
- CRD: 1515945
- Location: Duluth, Minnesota
- Current Employer: LPL Financial LLC
- Previous Firms: Voya Financial Advisors, Inc. and Amev Investors, Inc.
- Number of Known Customer Complaints: 3
- Can Richard Sall Be Sued: Yes, in Private Arbitration
- Can Richard Sall’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $22,792.85
- Highest Settlement: $5,177.50
If you have suffered investment losses by Richard Sall, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Richard Sall For Broker Misconduct
As of this publication date, Richard Sall has been targeted in 3 customer disputes. Let’s review them below.
In January 2020, a complaint was filed against or in reference to Richard Sall by a customer of Voya Financial Advisors, Inc. alleging that Mr. Sall misled the customer when purchasing variable annuity in September of 2017. Per the customer, he lost over $22,792.85 due to Mr. Sall’s actions.
In June 2014, a complaint was filed against or in reference to Richard Sall by a customer of ING Financial Partners, Inc. alleging that Mr. Sall misrepresented a variable annuity with regards to GMIB rider annuitization options.
In January, 2013, a complaint was filed against or in reference to Richard Sall by a customer of ING Financial Partners, Inc. alleging that Mr. Sall provided an inaccurate explanation of information regarding the income feature of the variable annuity contract the client purchased in January of 2008. On January 31, 2013, Mr. Sall settled the claim for $5,177.50, and some or all of this amount may have been paid by Mr. Sall’s employer and/or insurance carrier.
How To File A Claim Against Richard Sall of LPL Financial LLC (previously with Voya Financial Advisors, Inc. and Amev Investors, Inc.) To Get Your Money Back.
If you have questions about Richard Sall, LPL Financial LLC, Voya Financial Advisors, Inc., Amev Investors, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
