Did You Lose Money Because of Rob Simons?
Filed: February 9, 2024
Robyn Simons (also known as Rob Simons) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Robyn D Simons.
Who Is Robyn D Simons?
- Advisor Name: Robyn D Simons
- Aliases: Rob Simons
- CRD: 1538638
- Location: Layton, Utah
- Current Employer: Currently Not Registered
- Previous Firms: Berthel, Fisher & Company Financial Services, Inc., Money Concepts Capital Corp, and Zions Investment Securities, Inc.
- Number of Known Customer Complaints: 2
- Can Robyn Simons Be Sued: Yes, in Private Arbitration
- Can Robyn Simons’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $200,000
- Highest Settlement: $21,500
If you have suffered investment losses by Robyn Simons, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Rob Simons For Broker Misconduct
As of this publication date, Robyn Simons has been the subject of 2 customer disputes. Let’s review them below.
In November 2020, a FINRA arbitration was filed against or in reference to Robyn Simons by a customer of Berthel, Fisher & Company Financial Services, Inc. alleging that the investments she purchased between 2014-2016 were unsuitable and misrepresented to her by the representative. The client also alleges the firm failed to supervise the actions of the representative. Per the customer, she lost over $200,000 because of Mr. Simons’s actions. On March 8, 2021, Mr. Simons settled the claim for $12,500, and some or all of this amount may have been paid by Mr. Simons’s employer and/or insurance carrier.
In January 2016, a FINRA arbitration was filed against or in reference to Robyn Simons by a customer of Berthel, Fisher & Company Financial Services, Inc. alleging that the investments made in her accounts between 2013 and 2015 were unsuitable and misrepresented to her by the representative. On December 26, 2016, Mr. Simons settled the claim for $21,500, and some or all of this amount may have been paid by Mr. Simons’s employer and/or insurance carrier.
How To File A Claim Against Rob Simons (previously with Berthel, Fisher & Company Financial Services, Inc., Money Concepts Capital Corp, and Zions Investment Securities, Inc.) To Get Your Money Back
If you have questions about Robyn Simons, Berthel, Fisher & Company Financial Services, Inc., Money Concepts Capital Corp, Zions Investment Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
