Did You Lose Money Because of Samuel Mandan?
Filed: January 24, 2024
Samuel Mandan has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Samuel Ferald Mandan.
Who Is Samuel Ferald Mandan?
- Advisor Name: Samuel Ferald Mandan
- Aliases: Samuel F Mandan, Samuel Ferald Winter Mandan
- CRD: 6827793
- Location: Fargo, North Dakota
- Current Employer: Currently Not Registered
- Previous Firms: Raymond James Financial Services, Inc. and Edward Jones)
- Number of Known Customer Complaints: 1
- Can Samuel Mandan Be Sued: Yes, in Private Arbitration
- Can Samuel Mandan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: $35,000
If you have suffered investment losses by Samuel Mandan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Samuel Mandan For Broker Misconduct
As of this publication date, Samuel Mandan has been the subject of 1 customer dispute. Let’s review it below.
In June 2020, a FINRA arbitration was filed against or in reference to Samuel Mandan by a customer of Edward Jones alleging equity liquidations placed in June 2019 were not suitable. Per the customer, he/she lost over $100,000 because of Mr. Mandan’s actions. On June 7, 2022, Mr. Mandan settled the claim for $35,000, and some or all of this amount may have been paid by Mr. Mandan’s employer and/or insurance carrier.
How To File A Claim Against Samuel Mandan (previously with Raymond James Financial Services, Inc. and Edward Jones) To Get Your Money Back
If you have questions about Samuel Mandan, Raymond James Financial Services, Inc., Edward Jones, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
