Did You Lose Money Because of Samuel Phillips Jr?
Filed: March 12, 2024
Samuel Phillips Jr currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Samuel Bruce Phillips Jr.
Who Is Samuel Bruce Phillips Jr of Cape Securities Inc. and Cape Investment Advisory, Inc.?
- Advisor Name: Samuel Bruce Phillips Jr
- Aliases: Samuel Phillips Jr
- CRD: 2239471
- Location: McDonough, Georgia
- Current Employer: Cape Securities Inc. and Cape Investment Advisory, Inc.
- Previous Firms: American Global Wealth Management, Inc. and Ameritas Investment Corp
- Number of Known Customer Complaints: 1
- Can Samuel Phillips Jr Be Sued: Yes, in Private Arbitration
- Can Samuel Phillips Jr’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $100,000
- Highest Settlement: Unknown
If you have suffered investment losses by Samuel Phillips Jr, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Samuel Phillips Jr For Broker Misconduct
As of this publication date, Samuel Phillips Jr has been the subject of 1 customer dispute. Let’s review it below.
In January 2023, a FINRA arbitration was filed against or in reference to Samuel Phillips Jr by a customer of Cape Securities Inc. alleging that in January 2020, client exchanged investment real estate for shares in a 1031 DST Exchange issue known as NP Skyloft DST. The client alleges that it was an unsuitable investment due failure of respondent to conduct reasonable due diligence leading to false statements and misrepresentation of product. Per the customer, he/she lost over $100,000 because of Mr. Phillips’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Samuel Phillips Jr of Cape Securities Inc. and Cape Investment Advisory, Inc. (previously with American Global Wealth Management, Inc. and Ameritas Investment Corp) To Get Your Money Back
If you have questions about Samuel Phillips Jr, Cape Securities Inc., Cape Investment Advisory, Inc., American Global Wealth Management, Inc., Ameritas Investment Corp, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
