Did You Lose Money Because of Samuel Phillips?
Filed: November 16, 2023
Samuel Phillips has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Samuel Allen Phillips.
Who Is Samuel Allen Phillips of LPL Financial LLC?
- Advisor Name: Samuel Allen Phillips
- Aliases: Samuel Phillips
- CRD: 2486976
- Location: Lemoyne, Pennsylvania
- Current Employer: LPL Financial LLC
- Previous Firms: Invest Financial Corporation, Nationwide Securities, LLC, and 1717 Capital Management Company
- Number of Known Customer Complaints: 1
- Can Samuel Phillips Be Sued: Yes, in Private Arbitration
- Can Samuel Phillips’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Samuel Phillips, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Samuel Phillips For Broker Misconduct
As of this publication date, Samuel Phillips has been the subject of 1 customer dispute. Let’s review it below.
In December 2019, a complaint was filed against or in reference to Samuel Phillips by a customer of LPL Financial LLC alleging that the client was not advised about breakpoints or the option to invest in an advisory account, and seeks recovery of sales charges of approximately $7,350 for the purchase of class a shares.
How To File A Claim Against Samuel Phillips of LPL Financial LLC (previously with Invest Financial Corporation, Nationwide Securities, LLC, and 1717 Capital Management Company) To Get Your Money Back.
If you have questions about Samuel Phillips, LPL Financial LLC, Invest Financial Corporation, Nationwide Securities, LLC, 1717 Capital Management Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
