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Did You Lose Money Because of Sheila Spicehandler?

Filed: January 24, 2024

Sheila Spicehandler (also known as Sheila Epstein) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Sheila Leah Spicehandler.

Who Is Sheila Leah Spicehandler of Wells Fargo Advisors Financial Network, LLC?

  • Advisor Name: Sheila Leah Spicehandler
  • Aliases: Sheila Leah Epstein
  • CRD: 3096139
  • Location: Old Greenwich, Connecticut
  • Current Employer: Wells Fargo Advisors Financial Network, LLC
  • Previous Firms: Ameriprise Financial Services, LLC and Morgan Stanley Smith Barney
  • Number of Known Customer Complaints: 1
  • Can Sheila Spicehandler Be Sued: Yes, in Private Arbitration
  • Can Sheila Spicehandler’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $15,480
  • Highest Settlement: Unknown

If you have suffered investment losses by Sheila Spicehandler, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Sheila Spicehandler For Broker Misconduct

As of this publication date, Sheila Spicehandler has been the subject of 1 customer dispute. Let’s review it below.

In May 2020, a complaint was filed against or in reference to Sheila Spicehandler by a customer of Ameriprise Financial Services, LLC alleging that Ms. Spicehandler recommended she not invest in her employer-sponsored retirement plan in lieu of fixed insurance policies thereby foregoing the employer matching contributions. Per the customer, she lost over $15,480 because of Ms. Spicehandler’s actions.

How To File A Claim Against Sheila Spicehandler of Wells Fargo Advisors Financial Network, LLC (previously with Ameriprise Financial Services, LLC and Morgan Stanley Smith Barney) To Get Your Money Back

If you have questions about Sheila Spicehandler, Wells Fargo Advisors Financial Network, LLC Ameriprise Financial Services, LLC, Morgan Stanley Smith Barney, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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