Did You Lose Money Because of Stan Smith?
Filed: March 4, 2024
Stanley Smith (also known as Stan Smith) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Stanley William Smith.
Who Is Stanley William Smith of Wells Fargo Clearing Services, LLC?
- Advisor Name: Stanley William Smith
- Aliases: Stan Smith
- CRD: 1317559
- Location: Greensboro and Burlington, North Carolina
- Current Employer: Wells Fargo Clearing Services, LLC
- Previous Firms: A.G. Edwards & Sons, Inc. and J.C. Bradford & Co.
- Number of Known Customer Complaints: 1
- Can Stanley Smith Be Sued: Yes, in Private Arbitration
- Can Stanley Smith’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $250,000
- Highest Settlement: Unknown
If you have suffered investment losses by Stanley Smith, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Stan Smith For Broker Misconduct
As of this publication date, Stanley Smith has been the subject of 1 customer dispute. Let’s review it below.
In April 2023, a FINRA arbitration was filed against or in reference to Stanley Smith by a customer of Wells Fargo Clearing Services, LLC alleging that Mr. Smith recommended an investment strategy unsuitable for the claimant. Per the customer, he lost over $250,000 because of Mr. Smith’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Stan Smith of Wells Fargo Clearing Services, LLC (previously with A.G. Edwards & Sons, Inc. and J.C. Bradford & Co.) To Get Your Money Back
If you have questions about Stan Smith, Wells Fargo Clearing Services, LLC, A.G. Edwards & Sons, Inc., J.C. Bradford & Co., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
