Did You Lose Money Because of Theresa Allen?
Filed: February 27, 2024
Theresa Allen (also known as Theresa Binkley and Theresa Givens) currently has three (3) pending customer complaints. Overall, he has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Theresa Allen.
Who Is Theresa Allen of RBC Capital Markets, LLC?
- Advisor Name: Theresa Allen
- Aliases: Theresa Binkley, Theresa Givens
- CRD: 2183693
- Location: TNewport Beach, California
- Current Employer: RBC Capital Markets, LLC
- Previous Firms: First Republic Investment Management, Inc., First Republic Securities Company, LLC, and Unionbanc Investment Services, LLC
- Number of Known Customer Complaints: 5
- Can Theresa Allen Be Sued: Yes, in Private Arbitration
- Can Theresa Allen’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,070,000
- Highest Settlement: $250,000
If you have suffered investment losses by Theresa Allen, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Theresa Allen For Broker Misconduct
As of this publication date, Theresa Allen has been the subject of 5 customer disputes. Let’s review them below.
In January 2024, a FINRA arbitration was filed against or in reference to Theresa Allen by a customer of First Republic Securities Company, LLC alleging unsuitable investment recommendations. Per the customer, he/she lost over $1,070,000 because of Ms. Allen’s actions. As of this publication date, this claim remains pending.
In January 2024, a FINRA arbitration was filed against or in reference to Theresa Allen by multiple customers of First Republic Securities Company, LLC alleging unsuitable investment recommendations. Per the customer, he/she lost over $325,000 because of Ms. Allen’s actions. As of this publication date, this claim remains pending.
In August 2023, a FINRA arbitration was filed against or in reference to Theresa Allen by multiple customers of First Republic Securities Company, LLC alleging that Ms. Allen recommended unsuitable investments in First Republic Bank preferred stock. Per the customer, he/she lost over $691,000 because of Ms. Allen’s actions. As of this publication date, this claim remains pending.
In August 2023, a FINRA arbitration was filed against or in reference to Theresa Allen by a customer of RBC Capital Markets, LLC alleging that Ms. Allen took unauthorized actions in July 2023 related to First Republic Bank preferred security shares that had been originally purchased in June 2018 and November 2021. Per the customer, he/she lost over $1,070,000 because of Ms. Allen’s actions.
In April 2023, a FINRA arbitration was filed against or in reference to Theresa Allen by multiple customers of First Republic Securities Company, LLC alleging that Ms. Allen recommended unsuitable investments in First Republic Bank preferred stock. Per the customers, they lost over $300,000 because of Ms. Allen’s actions. On January 5, 2024, Ms. Allen settled the claim for $250,000, and some or all of this amount may have been paid by Ms. Allen’s employer and/or insurance carrier.
How To File A Claim Against Theresa Allen of RBC Capital Markets, LLC (previously with First Republic Investment Management, Inc., First Republic Securities Company, LLC, and Unionbanc Investment Services, LLC) To Get Your Money Back
If you have questions about Theresa Allen, RBC Capital Markets, LLC, First Republic Investment Management, Inc., First Republic Securities Company, LLC, Unionbanc Investment Services, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
