Did You Lose Money Because of Thomas Avant?
Filed: February 15, 2024
Thomas Avant has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Henry Avant.
Who Is Thomas Henry Avant of Wells Fargo Clearing Services, LLC?
- Advisor Name: Thomas Henry Avant
- Aliases: Thomas Avant
- CRD: 1359654
- Location: El Reno, Oklahoma
- Current Employer: Wells Fargo Clearing Services, LLC
- Previous Firms: A.G. Edwards & Sons, Inc. and Capital West Securities, Inc.
- Number of Known Customer Complaints: 1
- Can Thomas Avant Be Sued: Yes, in Private Arbitration
- Can Thomas Avant’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Thomas Avant, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Thomas Avant For Broker Misconduct
As of this publication date, Thomas Avant has been the subject of 1 customer dispute. Let’s review it below.
In September 2023, a complaint was filed against or in reference to Thomas Avant by multiple customers of Wells Fargo Advisors, LLC alleging that Mr. Avant applied an investment strategy that did not apply to the clients’ phase of life and investment objectives.
How To File A Claim Against Thomas Avant of Wells Fargo Clearing Services, LLC (previously with A.G. Edwards & Sons, Inc. and Capital West Securities, Inc.) To Get Your Money Back
If you have questions about Thomas Avant, Wells Fargo Clearing Services, LLC, A.G. Edwards & Sons, Inc., Capital West Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
