Did You Lose Money Because of Thomas Finnegan?
Filed: January 16, 2024
Thomas Finnegan has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Thomas James Finnegan .
Who Is Thomas James Finnegan of American Portfolios Financial Services, Inc. and American Portfolios Advisors, Inc.?
- Advisor Name: Thomas James Finnegan
- Aliases: Thomas Finnegan
- CRD: 1004425
- Location: Holbrook and New York, New York
- Current Employer: American Portfolios Financial Services, Inc. and American Portfolios Advisors, Inc.
- Previous Firms: Signator Investors, Inc. and North Ridge Securities Corp.
- Number of Known Customer Complaints: 1
- Can Thomas Finnegan Be Sued: Yes, in Private Arbitration
- Can Thomas Finnegan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $50,000
- Highest Settlement: $25,000
If you have suffered investment losses by Thomas Finnegan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Thomas Finnegan For Broker Misconduct
As of this publication date, Thomas Finnegan has been the subject of 1 customer dispute. Let’s review it below.
In February 2019, a FINRA arbitration was filed against or in reference to Thomas Finnegan by a customer of American Portfolios Financial Services, Inc. alleging breach of fiduciary duty and negligent supervision. Per the customer, he/she lost over $50,000 because of Mr. Finnegan’s actions. On June 2, 2022, Mr. Finnegan settled the claim for $25,000, and some or all of this amount may have been paid by Mr. Finnegan’s employer and/or insurance carrier.
How To File A Claim Against Thomas Finnegan of American Portfolios Financial Services, Inc. and American Portfolios Advisors, Inc. (previously with Signator Investors, Inc. and North Ridge Securities Corp.) To Get Your Money Back
If you have questions about Thomas Finnegan, American Portfolios Financial Services, Inc., American Portfolios Advisors, Inc., Signator Investors, Inc., North Ridge Securities Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.
