Did You Lose Money Because of Van Washington?
Filed: March 4, 2024
Van Washington has been the subject of one (1) customer complaint and two (2) judgment/lien events. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Van Washington.
Who Is Van Washington of Sigma Financial Corporation and SPC?
- Advisor Name: Van Washington
- Aliases: Van Washington
- CRD: 4651656
- Location: The Woodlands, Texas
- Current Employer: Sigma Financial Corporation and SPC
- Previous Firms: Ameriprise Financial Services, Inc. and Ameriprise Advisor Services, Inc.
- Number of Known Customer Complaints: 1
- Number of Known Judgment/Lien Events: 2
- Can Van Washington Be Sued: Yes, in Private Arbitration
- Can Van Washington’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Van Washington, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a margin call liquidations lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Van Washington For Broker Misconduct
As of this publication date, Van Washington has been the subject of 1 regulatory event, 1 termination event, and 1 customer dispute. Let’s review them below.
In May 2023, a complaint was filed against or in reference to Van Washington by a customer of Sigma Financial Corporation alleging that Mr. Washington misrepresented REITs sold in 2014, and engaged in excessive equity trading in 2020.
In April 2015, Van Washington was the subject of a civil judgment or lien in the amount of $18,806.56. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
In August 2010, Van Washington was the subject of a civil judgment or lien in the amount of $4,182. In general, judgment liens are court rulings that give a creditor the right to take possession of a debtor’s property when the debtor has failed to fulfill his or her contractual obligations. Sometimes, these types of disclosures reflect IRS judgments, tax liens, and/or civil judgments against a financial advisor.
How To File A Claim Against Van Washington of Sigma Financial Corporation and SPC (previously with Ameriprise Financial Services, Inc. and Ameriprise Advisor Services, Inc.) To Get Your Money Back
If you have questions about Van Washington, Sigma Financial Corporation, SPC, Ameriprise Financial Services, Inc., Ameriprise Advisor Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
