Did You Lose Money Because of Walter Theobald?
Filed: March 11, 2024
Walter Theobald (also known as Gene Theobald) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Walter Eugene Theobald.
Who Is Walter Eugene Theobald of RBC Capital Markets, LLC?
- Advisor Name: Walter Eugene Theobald
- Aliases: Gene Theobald
- CRD: 1235214
- Location: Houston, Texas
- Current Employer: RBC Capital Markets, LLC
- Previous Firms: Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.
- Number of Known Customer Complaints: 1
- Can Walter Theobald Be Sued: Yes, in Private Arbitration
- Can Walter Theobald’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Walter Theobald, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Walter Theobald For Broker Misconduct
As of this publication date, Walter Theobald has been the subject of 1 customer dispute. Let’s review it below.
In March 2023, a complaint was filed against or in reference to Walter Theobald by multiple customers of RBC Capital Markets, LLC alleging that Mr. Theobald misrepresented high-risk investments beginning in May 2021, breaching a fiduciary duty to act in the best interest of the clients.
How To File A Claim Against Walter Theobald of RBC Capital Markets, LLC (previously with Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc.) To Get Your Money Back
If you have questions about Walter Theobald, RBC Capital Markets, LLC, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
