Did You Lose Money Because of William O’Brien?
Filed: November 15, 2023
William O’Brien has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on William James O’Brien.
Who Is William James O’Brien of Cetera Advisors LLC?
- Advisor Name: William James O’Brien
- Aliases: William O’Brien
- CRD: 1075392
- Location: Naples, Florida
- Current Employer: Cetera Advisors LLC
- Previous Firms: Commonwealth Financial Network and NYLife Securities Inc.
- Number of Known Customer Complaints: 2
- Can William O’Brien Be Sued: Yes, in Private Arbitration
- Can William O’Brien’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: $8,440.41
If you have suffered investment losses by William O’Brien, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against William O’Brien For Broker Misconduct
As of this publication date, William O’Brien has been the subject of 2 customer disputes. Let’s review them below.
In June 2023, a complaint was filed against or in reference to William O’Brien by a customer of NYLife Securities LLC alleging that the Variable Universal Life insurance policy she purchased in May 1994 was originally understood to provide a guaranteed amount, and also that the premium payment would always remain the same. On September 25, 2023, Mr. O’Brien settled the claim for $8,440.41, and some or all of this amount may have been paid by Mr. O’Brien’s employer and/or insurance carrier.
In May 2016, a complaint was filed against or in reference to William O’Brien by a customer of Commonwealth Financial Network alleging unsuitability of investments that the client’s parents have been satisfied with for several years.
How To File A Claim Against William O’Brien of Cetera Advisors LLC (previously with Commonwealth Financial Network and NYLife Securities Inc.) To Get Your Money Back.
If you have questions about William O’Brien, Cetera Advisors LLC, Commonwealth Financial Network, NYLife Securities Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
