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Did You Lose Money Because of Bill Saplicki?

Filed: November 16, 2023

Bill Saplicki (also known as William Saplicki) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Bill Saplicki.

Who Is William Daniel Saplicki of LPL Financial LLC?

  • Advisor Name: William Daniel Saplicki
  • Aliases: Bill Saplicki, William Saplicki
  • CRD: 4034795
  • Location: Dallas, Texas
  • Current Employer: LPL Financial LLC
  • Previous Firms: First Allied Advisory Services, Inc. and First Allied Securities, Inc.
  • Number of Known Customer Complaints: 1
  • Can William Saplicki Be Sued: Yes, in Private Arbitration
  • Can William Saplicki’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $34,500
  • Highest Settlement: Unknown

If you have suffered investment losses by Bill Saplicki, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Bill Saplicki For Broker Misconduct

As of this publication date, William Saplicki has been the subject of 1 customer dispute. Let’s review it below.

In July 2011, a complaint was filed against or in reference to William Saplicki by a customer of First Allied Securities, Inc. alleging that that an investment into an alternative product was unsuitable. The investment was made in October 2008. Per the customer, he/she lost over $34,500 because of Mr. Saplicki’s actions.

How To File A Claim Against Bill Saplicki of LPL Financial LLC (previously with First Allied Advisory Services, Inc. and First Allied Securities, Inc.) To Get Your Money Back.

If you have questions about William Saplicki, LPL Financial LLC, First Allied Advisory Services, Inc., First Allied Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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