Did You Lose Money Because of Matthew Shaughnessy?
Filed: March 11, 2024
Matthew Shaughnessy (also known as Matthew Wayne Shughnessy) has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Matthew W Wayne Shaughnessy.
Who Is Matthew W Wayne Shaughnessy of Ameriprise Financial Services, LLC?
- Advisor Name: Matthew W Wayne Shaughnessy
- Aliases: Matthew Wayne Shughnessy, Matthew Wayne Shaughnessy
- CRD: 2457058
- Location: Henderson, Nevada
- Current Employer: Ameriprise Financial Services, LLC
- Previous Firms: UBS Financial Services, Inc. and Morgan Stanley & Co. Incorporated
- Number of Known Customer Complaints: 2
- Can Matthew Shaughnessy Be Sued: Yes, in Private Arbitration
- Can Matthew Shaughnessy’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,750,000
- Highest Settlement: $681,817.62
If you have suffered investment losses by Matthew Shaughnessy, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Matthew Shaughnessy For Broker Misconduct
As of this publication date, Matthew Shaughnessy has been the subject of 2 customer disputes. Let’s review them below.
In March 2023, a complaint was filed against or in reference to Matthew Shaughnessy by a customer of Ameriprise Financial Services, LLC alleging that Mr. Shaughnessy made an unauthorized and unsuitable unit investment trust purchase, for which the provisions were misrepresented. Per the customer, he/she lost over $200,000. because of Mr. Shaughnessy’s actions.
In March 2009, a FINRA arbitration was filed against or in reference to Matthew Shaughnessy by a customer of Morgan Stanley DW Inc. alleging failure to supervise the use of margin in customer’s brokerage account. Per the customer, he/she lost over $1,750,000 because of Mr. Shaughnessy’s actions. On November 20, 2009, Mr. Shaughnessy settled the claim for $681,817.62, and some or all of this amount may have been paid by Mr. Shaughnessy’s employer and/or insurance carrier.
How To File A Claim Against Matthew Shaughnessy of Ameriprise Financial Services, LLC (previously with UBS Financial Services, Inc. and Morgan Stanley & Co. Incorporated) To Get Your Money Back
If you have questions about Matthew Shaughnessy, Ameriprise Financial Services, LLC, UBS Financial Services, Inc., Morgan Stanley & Co. Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.
