Financial Advisor Investigations
25 Financial
A.G.P. / Alliance Global Partners
Advanced Planning Securities
Advisory Services Network
AE Wealth Management
Aegis Capital Corp.
- Clayton Shum
- Eric Davidson
- Frank Giacalone
- Gerry Siegel
- Harold Weber
- Jason Rossi
- Jeffery Hattaway
- Jilena Mok
- Keith Curtis
- Michael Finnie
- Michelle Perres
- Robert Silvestri
- Surage Perera
- Thomas Duggan
- William Carlton
- William Notrica
Alexander Capital
Alliancebernstein
Allstate Financial Services
American Capital Partners
American Equity Investment Corporation
American Global Wealth Management
American Portfolios Financial Services
- Brian Dibrino
- Carmine Lopresti
- Charles Darrow
- Gary Forrest
- Hillary Wertlieb
- Jason Mieras
- Jeffrey Miller
- Joffre Salazar
- Joseph McGuire
- Louise Fallica
- Mark Hopkins
- Mark Wojcinski
- Michael Volini
- Peter Lawrence
- Peter Knittle
- Robert Halldin
- Thomas Finnegan
- Xavier Felipe
American Trust Investment Services
Ameriprise Financial Services
- Aaron Gore
- Aaron Turner
- Aaron Vilfordi
- Ajay Verma
- Alan Holt
- Albert Bevilacqua
- Alec Pedersen
- Andrew Drost
- Angel Bardeche
- Angela McCarthy
- Anida Venniro
- Anthony Leopizzi
- Anthony Lesica
- Arthur Grossbard
- Arthur Hoffman
- Ashley Lang
- Audrey Croft
- Barry Abrams
- Bert Hor
- Betsy Billard
- Boris Niko
- Bradley Renberg
- Brandon Harrington
- Brett Dalton
- Brian Bausman
- Brian Singleton
- Brian Timmer
- Bruce Bordelon
- Bryant Caveness
- Carmen Lance
- Carol Poulin
- Carolyn Hemann
- Cedric Powell
- Charles Lee
- Christopher Goebel
- Clarence Row, Jr.
- Craig Eastwood
- Craig Guinta
- Craig Stiles
- Daryl Devillier
- David Adams
- David Brazen
- David Martinez
- David Monckton
- David Soiferman
- David Topper
- David Turetzky
- Dean Donohue
- Dean Kernus
- Denis Drummey
- Dennis Charleton
- Derek Crihfield
- Donald Young
- Douglas Everett
- Eddie Zeiter
- Edmund Pan
- Edward Ankrum
- Eliah Ewing
- Emma Hahn
- Eric Kubiak
- Eric Perschke
- Eric Smutko
- Eric Szczurowski
- Eric Thronson
- Eugene Faierman
- Francisco Cabral
- Frank Coussens
- Gary Ginsberg
- Gary Imel
- Glenn Fasani
- George Vilfordi
- Glen Wilk
- Gordon Bryan
- Gordon Shalek
- Greggory Keele
- Gregory Aest
- Guy Colella
- Homer Smith
- James Beste
- James Callaway
- James Pettit
- James Ware
- Jason Turner
- Jatana Norris
- Jeffrey Miller
- Jennifer Ibarguen
- Jeremy Darstek
- Jeremy Steward
- Jessica Mansavage
- John McLaughlin
- John Wambeke
- Jonathan Mirer
- Joseph Crespi
- Joseph Ellis
- Joseph Liana
- Joseph Taylor
- Joshua Lake
- Justin Ranger
- Karen Higgins
- Karl Brockdorff
- Kathryn Larson
- Kathy Schneider
- Kelly Roskilly
- Kenneth Ashe
- Kevin Houser
- Kevin Scott
- Kimberlee Barrett-Johnson
- Kristine Hoffman
- Kurt Sharp
- Kwan-Rok Kong
- Larry Laio
- Lauchie Martin
- Lawrence Margolin
- Lawrence Rosen
- Louis Taylor
- Luis Landin
- Malcolm Norris
- Manish Mukhi
- Maria Alvarez
- Mark Barrand
- Mark Chrisenberry
- Mark Dickerson
- Mark Gabriel
- Mark Nelson
- Mark Wesley
- Matthew Mierzycki
- Matthew Shaughnessy
- Melford Brown
- Michael Cooper
- Michael Kloubec
- Michael Fisher
- Michael Matus
- Michael Miley
- Michael Sandberg
- Michael Saunders
- Michael Schwartz
- Michael Snyder
- Michael Swinehart
- Michael Zanders
- Mitchell Jacobs
- Mohsen Babaeian
- Murray Petersen
- Nannete Nocon
- Norman Robbins
- Patricia Gleason
- Paul Berkman
- Pedro Escobar
- Peter Frederich
- Peter Heidt
- Paul Roy
- Ralph Freedman
- Regina Onkst
- Rene Espinoza
- Richard Clark
- Richard Gill
- Robert Ambrus
- Robert Deardorff
- Robert Montgomery
- Robert Schinsky
- Rocco Carriero
- Rodney Meyering
- Ronald Kresel
- Ronald Rienas
- Rudolf Molnar
- Rush Hodgin
- Ryan Stevens
- Samuel Head
- Sandy Jukel
- Scott Durrett
- Scott Miller
- Seongsoo Lee
- Shannon Johnson
- Shawn Parker
- Sheila Bateman
- Shirley Washam
- Stephen Kinney
- Steve Marciniak
- Steve Seimears
- Steven Felton
- Ted Boutis
- Ted Norman
- Theodore Jackson
- Timothy Blankenship
- Thad Bisselle
- Timothy Dyken
- Thais Piotrowski
- Thomas Fons
- Thomas Glavin
- Thomas Manzardo
- Thomas Stickney
- Thomas Sundberg
- Tracy Aufleger
- Tracy Raynor
- Tuangporn Jackson
- Tyler Sherwood
- Vikram Kohli
- Vincent La Cava
- Vincent Parascandola
- William Penland, Jr.
- William Horan
Ameritas Investment Company
Anderson Advisors
APW Capital
Arete Wealth Advisors
Arete Wealth Management
Arc Alpine Capital Research
Arkadios Capital
Arvest Wealth Management
Aurora Securities
Ausdal Financial Partners
- Andrew McCausland
- Daniel Lundquist
- David Frolichstein
- James Armour
- Jeffrey Peters
- Mark MacArthur
- Max Birkinbine
- Merriam Rink
- Randall McGill
- Randy Birkinbine
- Robert Barghini
- Samuel Julian
- Scott Lee
- Wally Nagle
Avantax Investment Services
- Archibald McMichael
- Christopher Kirkland
- Dustin Gersch
- J. Brian Glaze
- Kevin Kelly
- Mark Bushkin
- Peter Maniscalco
- Saul Rothberger
- Steven Katzenstein
AW Securities
AXA Advisors
Axiom Capital Management
B.B. Graham & Company
B. Riley Wealth Advisors
B. Riley Wealth Management
Balboa Wealth Partners
Bankers Life Securities
BB&T Investment Services
Bluestone Capital Management
Brokers Financial
Brookstone Wealth Advisors
Benchmark Investments
Berthel, Fisher & Company Financial Services
- Bret Hartman
- Brian Cantel
- Christopher Hasbrouck
- Christopher Ordway
- Christopher Sweistris
- Craig Fredrickson
- Darryl Tureaud
- Dennis Fearing
- Eric Batey
- Farrukh Kazmi
- Genevieve Mar
- Gordon Roberts, Jr.
- James Malaussena
- Jerry McCutchen
- John Carroll
- Jonathan Pyne
- Mark Wojno
- Mason Gann
- Michael Baumann
- Robert Meyer
- Robyn Simons
- Ryan Benning
- Ryan Derks
- Scott Barcomb
- Steve Cummings
- William Sines
BHK Securities
Bradley Woods & Co.
Bruderman Private Wealth
BTG Pactual US Capital
Bulltick
Cabin Securities
Cabot Lodge Securities
Cadaret, Grant & Co.
Calton & Associates
- Anthony Smith
- Bart Bohrer
- Christopher McCoy
- Daryl Calton
- Jimmy Makris
- John Drabek
- Kenneth Harter
- Marc Seeherman
- Michael Petyak
- Patrick Albrecht
- Paul Murphy
- Richard Fredette
- Richard Rodriguez, Jr.
- Ronald Wingerter
- Shawn Spellacy
Cambridge Investment Research
- Alexander Kline
- Amy Seltzer
- Annetta Box
- Anselmo Contreras, Jr.
- Archie Blood
- Barbra Shaffer
- Berrie Coble
- Brian Culver
- Brian Dumont
- Brian Hooks
- Brian Jones
- Carolyn Valentine
- Charles McInnis
- Corrie Mitchell
- Curtis Harris
- Cyrus Dhatigara
- David Llewellyn
- David Melilli
- David Neumann
- David White
- Deborah Birch
- Deborah Shuster
- Derek Coffren
- Diane Weyrick
- Don Kowalsky
- Edward Mercer
- Eladio Santiago
- Eric Wegner
- Erin Willis
- Frank Snyder
- Greg Koalska
- Harold Hellen
- James Docster
- James Ellis
- James Joly
- James Vandenburg
- Jay Weil
- John Grillo
- John Naegele
- Joseph Hurley
- Keith Offel
- Kelly Hoff
- Kent Herring
- Kevin Kane
- Kurt Cambier
- Leo Goodin
- Leo Rosner
- Louis Desepoli
- Lynn Cawthorne
- Malay Kumar
- Matthew King
- Matthew Kocsis
- Michael Francoeur
- Michael Medford
- Michael Mills
- Michael Speer
- Michael Valenta
- Molly Grubb
- Nestor Montoya
- Paul Freitag
- Peter Mersberger
- Phillip Smelser
- Robert Blake
- Ronald Williams
- Scott Ferguson
- Sean Kane
- Shanna Tingom
- Stephanie Abee
- Thomas Bates
- Thomas Shay
- Timothy Owens
- William Fochi, Jr.
- William Mathews
- William Randall
Cantone Research
Cape Securities
Capital Investment Group
Carter, Terry & Company
Catalyst Wealth Management
CDP Financial Group
Centaurus Financial
- Adam Donlevie
- April Waldman
- Atul Mahkaria
- Brett Ewing
- Cheryl Kitashima
- Christopher Gordon
- Daniel Klemm, Jr.
- Darren Grossman
- Debbie Cavanaugh
- Donna Payne
- Fera Shivaee
- Galen Kopman
- George Howard
- James Appel
- Jeffery Hobert
- Jeffrey Scott
- Jon Rustad
- Kenji Saito
- Lisa Mantei
- Loris Rose
- Manuel Ramos
- Marco Azizi
- Mark Reisbord
- Mark Upchurch
- Matthew Hawkins
- Michael Di Pietro
- Michael Todd
- Mike Hamilton
- Otto Bohon, Jr.
- Patrick Hobert
- Richard DePalma
- Ricky Mantei
- Ronald Burkard
- Samuel Sutterfield
- Timothy McVey
- Timothy Sweeney
- Tom Paine
- Valentino Scott
- William Dobbs
- William Fuentes
Center Street Securities
Ceros Financial Services
Cetera Advisor Networks
- Albert Campbell
- Barry Debany
- Brock Brady
- Casey Walker
- Charles Valenzuela
- Daniel McPherson
- Darin Arnell
- David Rockwell
- David Shaw
- David Stamper
- Diana Plucienkowski
- Edward Rosenblatt
- Erik Alexander
- Frank Parker
- George Eggers
- Gordon Quan
- James Anderson
- James Story
- Jason Comes
- Joey Hobbs
- Jonathan Bever
- Justin Marcus
- Kathleen Almulla
- Larry Kettle, Jr.
- Lisa Reich
- Matthew Metzger
- Matthew Stucke
- Mark Zorn
- Martin Stancik
- Michael David
- Nathan Sampler
- Nathan Wells
- Phillip Bracey
- Richard Brown
- Richard Casolari
- Robert Berg
- Robert Burns
- Robert Rogers, Jr.
- Ronald Menard
- Ronald Metcalf, Jr.
- Russell Nieland
- Sandy Dorson
- Scott Kaup
- Shawn Everett
- Steven Skipper
- Thomas Brennan
- Victor Aponte-Echevarria
- William Collins
Cetera Advisors
- Adam Corwin
- Adam Marquardt
- Andrew Nguyen
- Anthony Fazio
- Billy Martin
- Bo Li
- Brian Megley
- Callen Bryan
- Chuck Krsek
- Dave Hutchison
- David Waters
- George Merhoff, Jr.
- Glenn Guilbault, Jr.
- James Bakun
- James Gibson
- James McKinney
- Janet Burke
- Jeffrey Christenson
- Jerry Gintz
- Jess Hurst
- John Gaffney
- Ken Balser
- Kevin Fles
- Laurence Fotsch
- Luong Pham
- Melinda Olbert
- Michael Bell
- Nina Jessee
- Peter Stefanic
- Rami Sassoon
- Randall Mason
- Richard Laskin
- Ryan Malloch
- Scott Oliphant
- Stuart Haw
- Timothy Farris
- Wayne Smith
- William O’Brien
Cetera Financial Specialists
Cetera Investment Advisers
- Brian Everett
- Derek McLean
- Enkofi John
- Jeffrey Meyers
- Martin Berman
- Mitchell Bornstein
- Nicholas Doyle
- Peter Rhee
- Stephen Lawler
- Teena Milldebrandt
- William Schumann
Cetera Investment Services
- Andrew Lofton
- Andrew Pandis
- Austin Fox
- Becky Kettner
- Blake Bolden
- Clara Tang
- Daniel Kew
- Dennis Reeve
- Erik Larsen
- Francisco Leon
- Frank Nickey
- Haiguang Yin
- Harry Hewes
- Howard Hsieh
- Ivan Cen
- Jared Stines
- Jason Poschinger
- John Massa
- Kerrie Coe
- Kerry Farley
- Kevin McCoy
- Linda Liu
- Mei Guo
- Mengxuan Zhang
- Mitchell Bornstein
- Nathan Cedarleaf
- Nicholas Doyle
- Paige Matlock
- Peter Rhee
- Qiadong Zhao
- Rebecca Ng-Tsang
- Richard Klimpt
- Sapphira Chow
- Shuhong Rong
- Stephen Lawler
Chapin, Davis
Charles Schwab & Co.
Chelsea Financial Services
Ciro Capital
Citigroup Global Markets
Citizens Securities
Classic Asset Management
CliftonLarsonAllen Wealth Advisors
Coastal Equities
Commonwealth Financial Network
Concorde Investment Services
Concourse Financial Group Securities
Consolidated Portfolio Review Corp
Corecap Investments
Corinthian Partners
Cornerstone Financial Planning
Craft Capital Management
Creative Planning
Creativeone Securities
Crown Capital Securities
D.H. Hill Securities
Dai Securities
David A. Noyes & Company
David Lerner Associates
Dempsey Lord Smith
DFPG Investments
Dominari Securities
E1 Asset Management
Eaglestone Wealth Advisors
Edward Jones
- Aaron Davis
- Adrian Craddock
- Albert Collingbourne
- David Ross
- Delaina Kucish
- Joel Parady
- Reuben Brown
- William Gardner
Emerson Equity
- Darrach Bourke
- Eric Dec
- Forrest James
- Fred Chen
- Michael Culwell
- Ryan Sherer
- Timothy Brown
- Timothy Sherer
Equitable Advisors
Equity Services
Fidelity Brokerage Services
Fifth Third Securities
First Allied Securities
First Citizens Investor Services
First Heartland Capital
First Southern
Flagstar Advisors
Fleming Financial Services
Flourish Financial
Fnex Capital
Fortune Financial Services
FSC Securities Corporation
Geneos Wealth Management
GlennCap
Globalink Securities
Goldman Sachs & Co.
Great Point Capital
Greenberg Financial Group
Green Vista Capital
Grove Point Investments
GPWA
GWN Securities
Harbour Investments
HBW Advisory Services
Herbert J. Sims & Co.
Herndon Plant Oakley
Hightower Securities
Hoffman & Associates Financial & Estate Advisors
Huntington Financial Advisors
Hurley Financial Group
IBN Financial Services
IFP Securities
Independence Capital Company
Independent Financial Group
- Anthony Napolitano
- Armando Roman
- Charles Weldon
- Cynthia Couyoumjian
- Daniel Loy
- James Davis, Jr.
- James Franklin
- Jammie Avila
- John Dixon
- Joyce Thomas
- Mark Militello
- Robert Hiss
- Stewart Ginn
- Yong Chang
Independent Financial Partners
Infinex Investments
Infinity Financial Services
Innovation Partners
Inscription Capital
Insigneo Securities
Integrity Brokerage
Intercarolina Financial Services
International Assets Advisory
Intervest International Equities Corporation
Investment Placement Group
Investment Planners
J. Alden Associates, Inc.
J.P. Morgan Private Wealth Advisors
J.P. Morgan Securities
J.P. Turner & Company
J.W. Cole Financial
Janney Montgomery Scott
Jeffrey Matthews Financial Group
Joseph Gunnar & Co.
Joseph Stone Capital
JRL Capital Advisors
Kalos Capital
Kestra Investment Services
Kingswood Capital Partners
Kingswood Wealth Advisors
KNR Wealth Management
Kovack Advisors
Kovack Securities
KW Securities Corporation
L.M. Kohn & Company
Laidlaw & Company (UK)
Landolt Securities
Lasalle St Securities
Liberty Partners Financial Services
Lifemark Securities Corp.
Lincoln Financial Advisors Corporation
- Andrew Horowitz
- David Stuart
- J. Craig McIlroy
- Kenneth Sledge, Jr
- Lawrence Barrett
- Paul Meaney
- Peter Maller
Lincoln Financial Securities Corp.
Lincoln Investment
Lion Street Financial
Lombard Securities
LPL Financial
- Adam Lunceford
- Alberto Cavazos
- Alberto Neira
- Alex Gutierrez
- Alfred Amato
- Alfred Talens, Jr.
- Allen Ostrofe
- Andrew Dittberner
- Andrew Maynerich
- Andrew Quinn
- Andrew Roybal
- Andrew Wesner
- Andy Rampersaud
- Anthony Coyne
- Anthony Makransky
- Anthony Ragusa
- Art Cardenas
- Barry Buchholz
- Benjamin Fordham
- Benjamin Haas
- Bradley Barnett
- Bradley Hill
- Brandon Williams
- Bret Edensword
- Brent Blaus
- Brent Ditto
- Brent Jackson
- Brian Bates
- Brian Bedford
- Brian Bjerke
- Brian Gaffney
- Brian Lee
- Brian Slade
- Bruce Eberst, Jr.
- Bryan Gravel
- Burton Apfelbaum
- Carl Williams
- Carlos Salazar
- Carol Tartaglia
- Cesar Macedo
- Chad Zitzelsberger
- Chadwick Richards
- Chandran Rajaratnam
- Charles Larocca
- Charles Salfity
- Cheryl Brown
- Cheryl Marquez
- Christian Webb
- Christopher Black
- Christopher Cavallaro
- Christopher Grano
- Christopher Hargis
- Christopher Riggs
- Christopher Watts
- Chun Zhu
- Claiborne Lagrone
- Cole Mills
- Craig Snyder
- Curtis Howard
- Dain Stokes
- Damon Mapes
- Daniel Ascani
- Daniel Zimmerman
- Darin Stevens
- David Casparian
- David Columb
- David Giegerich
- David Lademan
- David Nastri
- David Nieset
- David Roberson
- David Taddeo
- David Venegas
- David Wismer
- Dawn West
- Deborah Anderson
- Denise Deleo
- Diane Hutchings
- Dominic Debruin
- Dominick Greco
- Don Rudolph
- Donald Coffin
- Donovan Ehrman
- Doug Nelson
- Douglas Allen
- Duncan MacEachern
- Edward Bacher
- Edward Bosch
- Edward Miller
- Edwin Egger
- Eileen Cure
- Ekua Anyanful
- Emmett Johnson
- Eric Brown
- Eric Schwartz
- Erich Raasch
- Ernest Renner
- Ervie Houston
- Eugene Smietana
- Eugene Yelverton
- Evan Lunsford
- Francis Draa
- Francisco Guerra
- Frank Orlando
- Frederick Guist
- Gary Barney
- Gary Meagher
- Gayle Lob
- George Byykkonen
- George Jameson, Jr.
- George Ly
- Gleason Swassing
- Glenn Livingston
- Gregory Gann
- Gregory Henning
- Gregory Kearney
- Gregory Shoemaker
- Guillermo Gastelum
- H. Brock Seibold
- Harold Collins
- Henry Krich
- Ian Baker
- Ilan Tsapovski
- Jack Biedebach
- Jack Dougherty
- Jake Warrington
- James Booth
- James Chiaro
- James Couture
- James Farmer
- James Helfinstine
- James Lepore
- James Kidwell
- James Stottlemyre
- James Wagner
- James Zegers
- Jane Everingham
- Jay Haffley
- Jeanann Kramer
- Jeremy Hay
- Jeffrey Armstrong
- Jeffrey McMahon
- Jeffrey Richard
- Jimmy Maldonado
- Jason Boley
- Joanna Westcott
- Joe Franklin
- John Brown
- John Demertzis
- John Milo
- John Pelletier
- John Simone, Sr.
- John Stubbs
- John Welp
- Johnny Ceballos
- Jonathan Bridges
- Jonathan Cummings
- Jonathan Upton
- Joseph Brittingham
- Joseph Altic
- Joseph Malboeuf
- Joseph Pearce
- Joshua Cook
- Julius Pappas
- Justin Byrd
- Justin May
- Karen Briggs
- Kathryn Hackney
- Keith Laterrade
- Kenneth Baize
- Kenneth Christie
- Kenneth Klein
- Keri Blake
- Kevin Fretz
- Kevin Kraft
- Kevin McCallum
- Khary Miller
- Kimberly Kennedy
- Kirk Balin
- Kristy Nicol
- Larry Wajsman
- Lawrence Avery
- Lawrence Greenfield
- Lawrence Potomac
- Lee Nordstrom
- Leonard Rickey
- Lester Lee, Jr.
- Loreen Gilbert
- Lori Copeland
- Marcus McGlasson
- Margaret Logue
- Mark Burns
- Mark Haenny
- Mark Hoover
- Mark Miller
- Mark Zitzelsberger
- Mary Henry
- Maryanne Bessler
- Matthew Brown
- Matthew Engelau
- Matthew Macek
- Melinda McCullough
- Merri Hall
- Michael Fetzner
- Michael Haley
- Michael Hatch
- Michael Henschel
- Michael McHugh
- Michael Mattie
- Michael Meehan
- Michael Rainbolt
- Michael Weinand
- Natasha Titova
- Nicholas Canuso
- Nicholas Ignatowski
- Nick Travascio
- Oscar Harrison
- Patrick Boland
- Patrick Devlin
- Patrick Naughton
- Patrick Pepper
- Paul Celentano, Jr.
- Paul Scott
- Paul Stanislaw, Jr.
- Peter Albano
- Peter Evans
- Peter Smith
- Randy Kirkpatrick
- Randy Peyman
- Randy Redd
- Raymond Velasco, Sr.
- Rhett Bedwell
- Richard DeYoung, Jr.
- Richard Lieberfarb
- Richard Sall
- Rick Kent
- Robert Cadena, Jr.
- Robert Fross
- Robert Li
- Robert Micone
- Robert Patti
- Robert Tricarico
- Roger Zullo
- Ronald Mahorney
- Ryan Hall
- Ryan LeBlanc
- Ryan Purkiss
- Samuel Izaguirre
- Samuel Phillips
- Scott Doll
- Scott Klor
- Scott Williams
- Seth Leishman
- Shannon Neal
- Shaun Floresca
- Shawn Layton
- Stacee Malcolm
- Stacy Cannon
- Stacy Spearman
- Stephen Franklin
- Stephen Kerutis
- Steve Case
- Steven Champagne
- Steven Fairchild
- Steven Farley
- Steven Feiertag
- Steven Rose
- Ted Albrecht
- Teresa Owsley
- Terry Bailey
- Thomas Andrews
- Thomas Cavaliere
- Thomas Dilello, Jr.
- Thomas Griffiths
- Thomas Hunt
- Thomas Munker
- Timothy Avila
- Timothy Connor
- Todd Warner
- Trent Bryson
- Wesley Oler
- William Addison
- William Baumberger
- William Knudsen
- William McDonough
- William Saplicki
- William Smith
- Yvonne Silguero
M Stevens Wealth Advisors
Madison Avenue Securities
Mariner Wealth Advisors
McDonald Partners
McNally Financial Services Corp.
Merrill Lynch, Piere, Fenner & Smith Incorporated
- Angel Ferrer
- Aubrey Lee
- Brandon Asher
- Elan Sanker
- Gary Owens
- Jason Anderson
- Joachim Terzi
- John Forster
- John Jacobs
- John Larkin
- Joseph Shimko
- Joshua Bradley
- Kevin Roberson
- Matthew Barr
- Michael Crosett
- Mike Persinski
- Muhammad Wahdy
- Paul Akre
- Phillip Jones
- Spencer Miller
- Stephen Medina
- Randy Schild
- William King
Mid Atlantic Capital Corporation
MML Investors Services
- Ellen Demaris
- Eric Tom
- Eugene Thomas
- Jarad Plummer
- Kevin Paasch
- Kyung Song
- Lien Nguyen
- Matthew DelPriore
- Michael Yoon
- Thomas Hampton
Moloney Securities Co.
- Andrew Feyerabend
- Christina Silvius
- David Wampler
- David Wood
- Donald Hancock
- Edward Balmes
- James Kekeris
- Jeffrey Morris
- John Chaney
- John Patock
- Joseph Muller
- Matthew Franchina
- Robert Gustafson
- Ronald McLeod
- Scott Hume
- Shane Desherlia
Money Concepts Capital
Monmouth Capital Management
Monon Wealth Management
Morgan Stanley
- Brian Purcell
- Chelsea Deng
- Chris Moyseos
- Christopher Schofield
- David Liguori
- Eric Zwilling
- Frank AuYeung
- Frank Seminara
- Gianluca De Berardinis
- Gregory Sain
- Hugo Mantilla
- James Monken
- Jeffrey Russell
- Joel Freedman
- Joseph Ganun
- Juan Elwaw
- Mark Rosenberg
- Matias Cavalieri
- Maury Lomax
- Max Elson, Jr.
- Michael Dietrich
- Michael Schmidt
- Neil Lerner
- Norman Killop
- RJ Malcampo
- Ronald Filoramo
- Scott Schlett
- Sean Righter
- Shawn Good
- Thomas Tonkovich
- Todd McBride
- Walter Diaz
- Walter Lim
Mutual of Omaha Investor Services
National Securities Corporation
Nationwide Investment Services Corporation
Nationwide Planning Associates
Network 1 Financial Securities
Newbridge Securities Corporation
- Alan Birkley
- Antoine Shamlee
- Donald Johns
- Gregory McLeod
- Ivan Gefen
- John Forrester
- John Moy
- Kerri Jamison
- Nicholas Owoyemi
- Peter Radvanyi
- Russell Pierce
- Steven Maher
- Timothy Campbell
Next Financial Group
NI Advisors
NY Life Securities
Northeast Planning Associates
Northwestern Mutual Investment Services
OneAmerica Securities
Oppenheimer & Co.
- Adam Jacobs
- Gregory Iglow
- Gustavo Miramontes
- Guy Presutti
- Iris Israel
- John Mann
- Matthew Steinberg
- Michael Rosenmayer
Osaic Institutions
Osaic Wealth
- Anil Gulati
- April Wilson
- Brian Stern
- Craig Accardo
- Frank Chiodi, Jr.
- Gregory Brown
- Jack Yvars
- James McDermott
- Jonna Keller
- Joshua Beitel
- Kent Bowman
- Mark Young
- Marty Valade
- Matthew Boehm
- Matthew Crafa
- Michael Aschberger
- Michael Gustafson
- Michael Hill
- Michael Thomey
- Patrick Tantoco
- Paz Chandra
- Phillip Cartwright
- Plato Guerre
- Randy Cox
- Robert Friedman
- Timothy Judson
- Thomas Endersbe
- William Cummings
- William Hoffman
Park Avenue Securities
Pash & Benson International
Paulson Investment Company
Peak Brokerage Services
PFS Investments
Phase Line Capital
PHX Financial
Plotkin Financial Advisors
PNC Investments
Portside Wealth Group
Portsmouth Financial Services
Private Client Services
Prime Capital Investment Advisors
Prospera Financial Services
Pruco Securities
Prudential Financial Planning Services
Purshe Kaplan Sterling Investments
R.F. Lafferty
Raymond James & Associates
- Aaron Tellez
- Aaron Werner
- Allan Weiss
- Andrew Kubicsko, Jr.
- Andrew Waldbaum
- Charles Fagan
- Christopher Brown
- Clifton Smith
- Cynthia Harless
- Daniel Kraus
- Dax Seale
- Dean Paugh
- Donald Laurence, Jr.
- Eric Bachinsky
- James Alioto
- James Vaughn
- Jennifer McIntyre
- Jimmy Enriquez
- Joel Burstein, Jr.
- John Cassin
- John Daughtridge
- John Wyshak
- Joseph Andreoli
- Kerrie Milligan
- Kevin Doyle
- Kevin Duffy
- Kirk Crossen
- Kurt Klingenberg
- Lisa Detanna
- Lisa Westmoreland
- Maria Hendershott
- Marc Hallick
- Mark Oberlin
- Mark Sullivan
- Miles Pure
- Nancy Weingard
- Patrick Seiler
- Paul Hulen
- Raymond Sardiña
- Ricardo Armijo
- Rick Snipes
- Robert Radli
- Robert Weingard
- Russell Stein
- Theodore McDonagh
- Sara Qazi
- Scott Patterson
- Vu Nguyen
- Walter Hauser
- William Seibert
Raymond James Financial Services
- Aaron Curry
- Andrew Rodgers
- Brad Biggs
- Brad Feldman
- Bradley Frisk
- Brett Everhart
- Brian Allen
- Charlotte McConnell
- Clinton Wilson
- Earl Hamilton, Jr.
- Edmond Phillips
- Edward Lombard
- Eric Cornell
- Eric Johnson
- Gregory Collier
- Gregory Weimer
- James Hyre, Jr.
- James Loessberg
- James Whatley
- Jason Brienen
- Jason Mikeska
- Jeffrey Carter
- Jeffrey Cox
- Jeffrey Fitz
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- John Cutrupi
- John Davis
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- Jon Rice
- Jonathan Best
- Jonathan Dutton
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- Jose Ascencio
- Joseph Cunneff
- Joseph Grantham
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- Kathleen Morton
- Kevin Krym
- King Cavalier
- Kurt Chase
- Lance Vainik
- Leo Galanti
- Lester Noisom
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- Margaret Wiley
- Mark Boucher
- Matthew Quall
- Meredith Webber
- Michael Bullis
- Michael Citron
- Michael Henson
- Michael Sabo
- Michael Swain
- Michael Tutcher
- Miguel Castro
- Monica Baldwin
- Neil Raisanen
- Patricia Beckwith
- Patrick Donnelly
- Paul Stetter, Jr.
- Paul Tully
- Phillip Rademacher
- Jonathan Burns
- Reid Beyerlein
- Richard Kelton
- Richard Martinson
- Robert Anderson
- Robert Koba, Jr.
- Roderick Duxbury
- Ryan Brown
- Samuel Mandan
- Scot Morris
- Sherrill Young
- Stephen Hollingsworth
- Steven Reznik
- Steven Saylor
- Stewart Schrader
- Taylor Francis
- Theodore Elliott
- Thomas Lee
- Timothy Portelance
- Thomas Christopher
- Thomas Freeze
- Trevis Rucci
- William Dendy
RBC Capital Markets
Realta Equities
Regulus Financial Group
Retirement Resources
Revere Securities
RFG Advisory
Rockefeller Capital Management
Royal Alliance Associates
- Adam Beck
- Dennis Rife
- Donald Joyal
- Espen Platou
- Fabio Battaglia, Jr.
- Fernando Pohina
- Gary Liska
- Grant Tolman
- Jeffrey Thorup
- Jennifer Scroggins
- Les Barber, Jr.
- Lisa Waterman
- Lois Davies
- Michael Wasylyshyn
- Payam Taghibagi
- Ryan Fleming
- Ryan Moseley
- Salvatore Aprile
- Scott Brown
- Susan Moseley
- Thomas Povinelli
- William Collins
Sagepoint Financial (Osaic)
- Alan Gnoinski
- Andrew Oster
- Andrew Melikidse
- Brett Weichbrod
- Bruce Slater
- Christopher Bice
- Christopher Calandra
- Delio Londono
- Doyle Brown
- Ernest Martinez
- John Aguilera
- Michael Hill
- Jason Adams
- Robert Denouden
- Steven Koch
- Timothy Vanlohuizen
- Troy Axelson
- Troy Baily
San Blas Securities
Sanctuary Securities
Sansford C. Bernstein & Co.
Sapere Wealth Management
Secura Financial
Securities America
- Antonio Reyna
- Bob Kromer
- J. Graydon Coghlan
- Luann Chapmangatts
- Michael Raineri
- Norman Coates
- Ryan Beishuizen
- Scott Barber
- Timothy Johnson
- Wayne Wagner, Jr.
Sharma Associates
Sigma Financial Corporation
Silver Oak Securities Incorporated and Magnate Advisory Services
Smart Portfolio
Smith Moore & Co.
Somerset Securities
Sovereign Global Advisors
Spartan Capital Securities
- Ahmad Maklouf
- Albert Foronda
- Arthur McQuaide
- Dennis Hanrahan
- Eric Baron
- Eugene Glabik
- Fernely Filpo
- Gary Demetri
- Gregory Patrick
- Gregory Stevens
- James Pecoraro
- Joao Pinto
- John Cullen
- John Lowry
- John Phillips
- John Stapleton
- Jose Valdez Jr.
- Joseph Kelly
- Juan Alejos
- Justin Deiter
- Kieran Loughran
- Kostas Tsamos
- Kyle Manning
- Manuel Paredes
- Marc Reda
- Michael Freeman
- Michael Giovannelli
- Michael Russo
- Michael Venturino
- Nicholas Schiano
- Pratul Agnihotri
- Ralph Metz, Jr.
- Robert Tractenberg
- Samuel Girgiss
- Stephen Sullivan
- Tariq Sales
- Thomas Baumann
- Timothy Higgins
- Travis Lippmann
- Yann Faho
State Farm VP Management Corp
Stephens
Stifel, Nicholas & Company
- Amy Cranfill
- Andrew Elsoffer
- Andrew Goldwater
- Kenneth Ramos
- Matthew Perry
- Michael Fahsholtz
- Michael Silverman
- Richard Stone
Stonecrest Capital Markets
Stonex Securities
Summit Brokerage Services
Summit Financial
Synovus Securities
SW Financial
TCFG Wealth Management
Texas Securities
TD Ameritrade Investment Management
TFS Advisory Services
TGP Securities
The Ayco Company
The Fig Group
The Huntington Investment Company
The Strategic Financial Alliance
Thrivent Investment Management
Thurston Springer Financial
Transamerica Financial Advisors
Transitional Broker
Triad Advisors
- David Witter
- Jason La Vigne
- Jason Lavigne
- Jefferey Sorensen
- John Matteoni
- Michael Hensley
- Richard Robertson
Triumph Wealth Advisors
Truist Investment Services
Trustfirst
U.S. Bancorp Investments
UBS Financial Services
- Adam Epstein
- Barry Schwartz
- Brian Mariash
- David Barnes
- David Hirsch
- Dorothy Decarlo
- Gregory Foster
- Joe Katzaroff
- John Marmion, Jr.
- Kevin Wesner
- Maria Gasparro
- Michael Dellinger
- Michael Thompson
- Michael Vassalotti
- Peter Rukeyser
- Raymond Byers
- Robert Mueller
- Steve Liddell
- Taylor Thompson
- William Cerf
USCA Securities
Union Capital Company
United Planners Financial Services of America
USA Financial Securities
Valic Financial Advisors
Vanderbilt Securities
Vanguard Marketing Corporation
Vere Global Wealth Management
Vestech Securities
Viewpoint Securities
Vora Wealth Management
Voya Financial Partners
- Aaron Lavigne
- Ashley Woodard
- David Wall
- Don Schrock
- Frederick Monroe, Jr.
- James Flynn
- James Knee
- Joanne Corsaro
- Joseph Weiser
- Mark Fisher, Jr.
- Nathan Lundquist
- Narongdej “Jay” Jaroensabphayanont
- Rajeswaran Venkatraman
- Robert Taylor
- Robert Witt
- Ronan Gaudario
- Sierra Crocker
- Syauching Hung
VCS Venture Securities
Wedbush Securities
Wealth Management Advisors
Wealth Management Corporation
Wealthforge Securities
Wells Fargo Advisors
Wells Fargo Advisors Financial Network
- Daniel Pimental
- Douglas Frank
- Giuseppe Mauceli
- Jeremy Strickler
- Kevin Dery
- Robert McKinnon
- Scott Brown
- Sheila Spicehandler
Wells Fargo Cleaning
Wells Fargo Clearing Services
- Adam Elgert
- Alex Stolper
- Andrew Polis
- Andy Hill
- Artemio Mercado
- Aubrey Parker
- Brian Jackson
- Bryan Musso
- Carol Lemoult
- Charles Christiansen
- Charles Friedlander
- Charles Shields, Jr.
- Christopher Hill
- Daniel Sebastian
- Daniel Smith
- David White
- Deanna Quintanilla
- Forrest Wester
- Frank Wu
- Franz Koch
- Herbert Hafen
- James Blaszyk
- James Seijas
- Jason Jaynes
- James Watson
- John Cheang
- John Pasacreta
- John Rotando
- Jordan Samelson
- Joseph Randolph
- Kathrine Russell
- Kevin Schaefer
- Leigh Einhorn
- Louis Goff
- Luis Rivera
- Matthew Kutcher
- Michael Hickey
- Michael Levine
- Pasquale Capone
- Patricia Bebber
- Raul Benitez
- Richard Bernstein
- Richard Rogers, Jr.
- Robert McLane
- Scott Wendelin
- Stanley Smith
- Thomas Avant
- Yancey Carter
Western International Securities
- David Glienke
- David Karin
- David Simon
- Hagop Nalbandian
- Jeffrey Higgins
- Matthew Stratman
- Talin Kalfayan