Advisor Alert: Our Attorneys Are Investigating A K Roberson For Investment Fraud
Did You Lose Money Because of A K Roberson?
Filed: February 15, 2024
A K Roberson (also known as Anthony Kevin Roberson) currently has one (1) pending investigation and one (1) pending civil event. Overall, he has been the subject of one (1) investigation, one (1) civil event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on A K Roberson.
Who Is A K Roberson of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
- Advisor Name: A K Roberson
- Aliases: A. Kevin Roberson, Anthony Kevin Roberson, Kevin Roberson, A Kevin Robertson, A Kevin Roberson
- CRD: 2298900
- Location: Hilton Head Island, South Carolina
- Current Employer: Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Previous Firms: Unknown
- Number of Known Customer Complaints: 1
- Number of Known Civil Events: 1
- Number of Known Investigations: 1
- Can A K Roberson Be Sued: Yes, in Private Arbitration
- Can A K Roberson’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $81,021
- Highest Settlement: $30,000
If you have suffered investment losses by A K Roberson, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against A K Roberson For Broker Misconduct
As of this publication date, A K Roberson has been the subject of 1 customer dispute, 1 civil event, and 1 investigation. Let’s review them below.
In September 2023, Commissioner of Securities State of Georgia initiated an investigation against or in reference to A K Roberson alleging that Merrill and Mr. Roberson failed to supervise the accounts of a client with respect to the styling of the customer’s name on the accounts between 1996 and 2015 and Merrill’s processing of instructions received from the authorized individual on the accounts in July 2015.
In July 2023, Bellevue Memorial Gardens Inc. initiated a civil action against or in reference to A K Roberson for alleged breach of fiduciary duties and negligence.
In May 2003, a complaint was filed against or in reference to A K Roberson by a customer of Merrill Lynch alleging failure to supervise the financial advisor handling the account of the deceased. Per the customer, he/she lost over $81,021 because of Mr. Roberson’s actions. On July 14, 2003, Mr. Roberson settled the claim for $30,000, and some or all of this amount may have been paid by Mr. Roberson’s employer and/or insurance carrier.
How To File A Claim Against A K Roberson of Merrill Lynch, Pierce, Fenner & Smith Incorporated To Get Your Money Back
If you have questions about A K Roberson, Merrill Lynch, Pierce, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.