Advisor Alert: Our Attorneys Are Investigating Randall John Mason For Investment Fraud
Did You Lose Money Because of Randall Mason?
Filed: February 19, 2024
Randall Mason currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Randall John Mason.
Who Is Randall John Mason of Cetera Advisors LLC?
- Advisor Name: Randall John Mason
- Aliases: Randall Mason
- CRD: 1758777
- Location: Centennial, Colorado
- Current Employer: Cetera Advisors LLC
- Previous Firms: SPC, Parkland Securities, LLC, and Walnut Street Securities, Inc.
- Number of Known Customer Complaints: 2
- Can Randall Mason Be Sued: Yes, in Private Arbitration
- Can Randall Mason’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $134,000
- Highest Settlement: $57,500
If you have suffered investment losses by Randall Mason, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Randall Mason For Broker Misconduct
As of this publication date, Randall Mason has been the subject of 2 customer disputes. Let’s review them below.
In July 2023, a FINRA arbitration was filed against or in reference to Randall Mason by a customer of Parkland Securities, LLC alleging the investments the claimant purchased in 2014 were unsuitable given her financial situation, investment objectives and risk tolerance. The claimant further alleges the BD failed to conduct adequate due diligence on the investment programs. Per the customer, she lost over $99,999 because of Mr. Mason’s actions. As of this publication date, this claim remains pending.
In November 2021, a FINRA arbitration was filed against or in reference to Randall Mason by a customer of Parkland Securities, LLC alleging the investments the claimant purchased in 2014 were unsuitable given his financial situation, investment objectives and risk tolerance. The claimant further alleges the BD failed to conduct adequate due diligence on the investment programs. Per the customer, he lost over $134,000 because of Mr. Mason’s actions. On November 2, 2022, Mr. Mason settled the claim for $57,500, and some or all of this amount may have been paid by Mr. Mason’s employer and/or insurance carrier.
How To File A Claim Against Randall Mason of Cetera Advisors LLC (previously with SPC, Parkland Securities, LLC, and Walnut Street Securities, Inc.) To Get Your Money Back
If you have questions about Randall Mason, Cetera Advisors LLC, SPC, Parkland Securities, LLC, Walnut Street Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.