Advisor Alert: Our Attorneys Are Investigating Spencer M Miller For Investment Fraud
Did You Lose Money Because of Spencer Miller?
Filed: February 19, 2024
Spencer Miller currently has three (3) pending customer complaints. Overall, he has been the subject of three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Spencer M Miller.
Who Is Spencer M Miller of Merrill Lynch, Pierce, Fenner & Smith Incorporated?
- Advisor Name: Spencer M Miller
- Aliases: Spencer Marc Miller
- CRD: 6273107
- Location: Westlake Village, California and Boise, Idaho
- Current Employer: Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Previous Firms: Unknown
- Number of Known Customer Complaints: 3
- Can Spencer Miller Be Sued: Yes, in Private Arbitration
- Can Spencer Miller’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Spencer Miller, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Spencer Miller For Broker Misconduct
As of this publication date, Spencer Miller has been the subject of 3 customer disputes. Let’s review them below.
In December 2023, a complaint was filed against or in reference to Spencer Miller by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging unsuitable investment recommendations that’s not in her best interest from 10/28/2018 to 5/11/2023. As of this publication date, this claim remains pending.
In December 2023, a complaint was filed against or in reference to Spencer Miller by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging misappropriation of funds. As of this publication date, this claim remains pending.
In July 2023, a complaint was filed against or in reference to Spencer Miller by a customer of Merrill Lynch, Pierce, Fenner & Smith Incorporated alleging unsuitable investment recommendations from 2015 to 2020. As of this publication date, this claim remains pending.
How To File A Claim Against Spencer Miller of Merrill Lynch, Pierce, Fenner & Smith Incorporated To Get Your Money Back
If you have questions about Spencer Miller, Merrill Lynch, Pierce, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.