Advisor Alert: Our Attorneys Are Investigating Lisa B Mantei For Investment Fraud
Did You Lose Money Because of Lisa Mantei?
Filed: February 19, 2024
Lisa Mantei currently has one (1) pending customer complaint. Overall, she has been the subject of six (6) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Lisa B Mantei.
Who Is Lisa B Mantei of Centaurus Financial, Inc.?
- Advisor Name: Lisa B Mantei
- Aliases: Lisa Lyn Babin-Mantei, Lisa Lyn Mantei
- CRD: 2230735
- Location: Lexington, South Carolina
- Current Employer: Centaurus Financial, Inc.
- Previous Firms: J.P. Turner & Company, L.L.C., Gunnallen Financial, Inc., and First Allied Securities, Inc.
- Number of Known Customer Complaints: 6
- Can Lisa Mantei Be Sued: Yes, in Private Arbitration
- Can Lisa Mantei’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $233,238
- Highest Settlement: $55,000
If you have suffered investment losses by Lisa Mantei, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Lisa Mantei For Broker Misconduct
As of this publication date, Lisa Mantei has been the subject of 6 customer disputes. Let’s review them below.
In June 2023, a FINRA arbitration was filed against or in reference to Lisa Mantei by a customer of J.P. Turner & Company, L.L.C. aka Cetera Financial Group and Centaurus Financial alleging that Ms. Mantei recommended risky, complex, long-term and illiquid investments. Per the customer, he/she lost over $200,000 because of Ms. Mantei’s actions. As of this publication date, this claim remains pending.
In April 2020, a FINRA arbitration was filed against or in reference to Lisa Mantei by multiple customers of J.P. Turner & Company, L.L.C. aka Cetera Financial Group and Centaurus Financial alleging that Ms. Mantei misrepresented unsuitable investment(s). Per the customers, they lost over $128,000 because of Ms. Mantei’s actions. On November 17, 2020, Ms. Mantei settled the claim for $5,000, and some or all of this amount may have been paid by Ms. Mantei’s employer and/or insurance carrier.
In March 2020, a FINRA arbitration was filed against or in reference to Lisa Mantei by multiple customers of J.P. Turner & Company, L.L.C. aka Cetera Financial Group and Centaurus Financial alleging that during the period of approximately 2008/2009 through 2017, Ms. Mantei over concentrated the clients’ portfolio in unsuitable investments and breached her fiduciary duty. Per the customers, they lost over $100,000 because of Ms. Mantei’s actions. On April 14, 2021, Ms. Mantei settled the claim for $5,000, and some or all of this amount may have been paid by Ms. Mantei’s employer and/or insurance carrier.
In September 2019, a FINRA arbitration was filed against or in reference to Lisa Mantei by multiple customers of J.P. Turner & Company, L.L.C. aka Cetera Financial Group and Centaurus Financial alleging that Ms. Mantei facilitated, misrepresented unsuitable investments, and breached his fiduciary duty. Per the customers, they lost over $57,000 because of Ms. Mantei’s actions. On July 16, 2020, Ms. Mantei settled the claim for $55,000, and some or all of this amount may have been paid by Ms. Mantei’s employer and/or insurance carrier.
In July 2019, a FINRA arbitration was filed against or in reference to Lisa Mantei by multiple customers of J.P. Turner & Company, L.L.C. and Centaurus Financial alleging that during the period 2013 through July 2019, Ms. Mantei concentrated their accounts in unsuitable and illiquid investments. Per the customers, they lost over $100,000 because of Ms. Mantei’s actions. On June 25, 2020, Ms. Mantei settled the claim for $22,500, and some or all of this amount may have been paid by Ms. Mantei’s employer and/or insurance carrier.
In October 2018, a complaint was filed against or in reference to Lisa Mantei by multiple customers of J.P. Turner & Company, L.L.C. and Centaurus Financial alleging that their investments were unsuitable based on their investment objectives. Per the customers, they lost over $233,238 because of Ms. Mantei’s actions.
How To File A Claim Against Lisa Mantei of Centaurus Financial, Inc. (previously with J.P. Turner & Company, L.L.C., Gunnallen Financial, Inc., and First Allied Securities, Inc.) To Get Your Money Back
If you have questions about Lisa Mantei, Centaurus Financial, Inc., J.P. Turner & Company, L.L.C., Gunnallen Financial, Inc., First Allied Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.