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Did You Lose Money Because of April Waldman?

Filed: February 19, 2024

April Waldman (also known as April Lynn Miller and  Apryl Lynn Wargo) currently has one (1) pending customer complaint. Overall, she has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on April Lynne Waldman.

Who Is April Lynne Waldman of Centaurus Financial, Inc.?

  • Advisor Name: April Lynne Waldman
  • Aliases: April Lynn Miller, April Lynn Waldman, Apryl Lynn Waldman, Apryl Lynn Wargo
  • CRD: 4653460
  • Location: Bellingham, Washington
  • Current Employer: Centaurus Financial, Inc.
  • Previous Firms: Moody Securities, LLC, Terra Capital Markets LLC, and U.S. Sterling Securities, Inc.
  • Number of Known Customer Complaints: 1
  • Can April Waldman Be Sued: Yes, in Private Arbitration
  • Can April Waldman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $40,000
  • Highest Settlement: Unknown

If you have suffered investment losses by April Waldman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a securities fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against April Waldman For Broker Misconduct

As of this publication date, April Waldman has been the subject of 1 customer dispute. Let’s review it below.

In July 2023, a FINRA arbitration was filed against or in reference to April Waldman by multiple customers of Centaurus Financial, Inc. alleging that Ms. Waldman improperly recommended a high-risk and illiquid investment. Per the customers, they lost over $40,000 because of Ms. Waldman’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against April Waldman of Centaurus Financial, Inc. (previously with Moody Securities, LLC, Terra Capital Markets LLC, and U.S. Sterling Securities, Inc.) To Get Your Money Back

If you have questions about April Waldman, Centaurus Financial, Inc., Moody Securities, LLC, Terra Capital Markets LLC, U.S. Sterling Securities, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

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Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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