Advisor Alert: Our Attorneys Are Investigating Andrew Justin Grant For Investment Fraud
Did You Lose Money Because of Andrew Grant?
Filed: March 19, 2024
Andrew Grant (also known as Andrew Justin Grant Sr, Andy Grant) has been the subject of two (2) regulatory events and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Andrew Justin Grant.
Who Is Andrew Justin Grant of Network 1 Financial Securities Inc.?
- Advisor Name: Andrew Justin Grant
- Aliases: Andrew Justin Grant Sr, Andy Grant
- CRD: 2709882
- Location: Hauppauge, New York
- Current Employer: Network 1 Financial Securities Inc.
- Previous Firms: Laidlaw & Company (UK) Ltd. and Obsidian Financial Group, LLC
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 2
- Can Andrew Grant Be Sued: Yes, in Private Arbitration
- Can Andrew Grant’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $125,000
- Highest Settlement: Unknown
If you have suffered investment losses by Andrew Grant, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Andrew Grant For Broker Misconduct
As of this publication date, Andrew Grant has been the subject of 2 regulatory events and 1 customer dispute. Let’s review them below.
In March 2023, FINRA initiated a regulatory action against or in reference to Andrew Grant for allegedly exercising discretionary authority in customer accounts.
In January 2020, FINRA initiated a regulatory action against or in reference to Andrew Grant for allegedly effecting trades in customers’ accounts using discretion without the customers’ prior written authorization and without the firm accepting these accounts as discretionary in writing.
In August 2018, a complaint was filed against or in reference to Andrew Grant by a customer of Laidlaw & Company (UK) Ltd. alleging unsuitability. Per the customer, he/she lost over $125,000 because of Mr. Grant’s actions.
How To File A Claim Against Andrew Grant of Network 1 Financial Securities Inc. (previously with Laidlaw & Company (UK) Ltd. and Obsidian Financial Group, LLC) To Get Your Money Back
If you have questions about Andrew Grant, Network 1 Financial Securities Inc., Laidlaw & Company (UK) Ltd., Obsidian Financial Group, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.