Advisor Alert: Our Attorneys Are Investigating Walter Alfredo Alfredo León Diaz For Investment Fraud
Did You Lose Money Because of Walter Diaz?
Filed: March 21, 2024
Walter Diaz (also known as Walter Alfredo Leon, Walter Alfredo Leon Diaz, Walter A Leondiaz) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Walter Alfredo Alfredo León Diaz.
Who Is Walter Alfredo Alfredo León Diaz of Morgan Stanley?
- Advisor Name: Walter Alfredo Alfredo León Diaz
- Aliases: Walter Alfredo Leon, Walter Alfredo Leon Diaz, Walter A Leondiaz
- CRD: 5872460
- Location: Miami, Florida
- Current Employer: Morgan Stanley
- Previous Firms: Citigroup Global Markets Inc. and Citi International Financial Services LLC
- Number of Known Customer Complaints: 1
- Can Walter Diaz Be Sued: Yes, in Private Arbitration
- Can Walter Diaz’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $64,400
- Highest Settlement: Unknown
If you have suffered investment losses by Walter Diaz, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a portfolio mismanagement lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Walter Diaz For Broker Misconduct
As of this publication date, Walter Diaz has been the subject of 1 customer dispute. Let’s review it below.
In October 2022, a complaint was filed against or in reference to Walter Diaz by multiple customers of Citi International Financial Services LLC alleging that the clients had a concentration over 40% of bed bath and beyond 4.915% 08/01/2034 Corp notes in their portfolio and that it was unsuitable. Three lots of 27,000 notional value were purchased considering both accounts during 2018 and were sold on August 2 & 3, 2022. Per the customers, they lost over $64,400 because of Mr. Diaz’s actions.
How To File A Claim Against Walter Diaz of Morgan Stanley (previously with Citigroup Global Markets Inc. and Citi International Financial Services LLC) To Get Your Money Back
If you have questions about Walter Diaz, Morgan Stanley, Citigroup Global Markets Inc., Citi International Financial Services LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.