Advisor Alert: Our Attorneys Are Investigating Lance Kevin Vainik For Investment Fraud

Did You Lose Money Because of Lance Vainik?

Filed: January 30, 2024

Lance Vainik has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Lance Kevin Vainik.

Who Is Lance Kevin Vainik of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

  • Advisor Name: Lance Kevin Vainik
  • Aliases: Lance Vainik
  • CRD: 1708526
  • Location: Bingham Farms, Michigan
  • Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
  • Previous Firms: Robert Thomas Securities, Inc., Smith Barney Inc., and Lehman Brothers, Inc.
  • Number of Known Customer Complaints: 1
  • Can Lance Vainik Be Sued: Yes, in Private Arbitration
  • Can Lance Vainik’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $441,000
  • Highest Settlement: Unknown

If you have suffered investment losses by Lance Vainik, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Lance Vainik For Broker Misconduct

As of this publication date, Lance Vainik has been the subject of 1 customer dispute. Let’s review it below.

In December 2023, a FINRA arbitration was filed against or in reference to Lance Vainik by a customer of Raymond James Financial Services, Inc. alleging that Mr. Vainik placed them in unsuitable investments. Per the customers, they lost over $441,000 because of Mr. Vainik’s actions.

How To File A Claim Against Lance Vainik of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Robert Thomas Securities, Inc., Smith Barney Inc., and Lehman Brothers, Inc.) To Get Your Money Back

If you have questions about Lance Vainik, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Robert Thomas Securities, Inc., Smith Barney Inc., Lehman Brothers, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.