Category: Raymond James Financial Services

Did You Lose Money Because of Jon Rice?

Filed: March 18, 2024

Jon Rice has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Jon Travis Rice.

Who Is Jon Travis Rice of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

• Advisor Name: Jon Travis Rice
• Aliases: Jon Travis Rice
• CRD: 4961184
• Location: St. George Island, Florida
• Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
• Previous Firms: Raymond James & Associates, Inc. and J.P. Morgan Securities LLC
• Number of Known Customer Complaints: 1
• Can Jon Rice Be Sued: Yes, in Private Arbitration
• Can Jon Rice’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $139,000
• Highest Settlement: Unknown

If you have suffered investment losses by Jon Rice, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Jon Rice For Broker Misconduct

As of this publication date, Jon Rice has been the subject of 1 customer dispute. Let’s review it below.

In November 2022, a complaint was filed against or in reference to Jon Rice by a customer of Crown Capital Securities, L.P. alleging that investments were not suitable. Per the customer, he/she lost over $139,000 because of Mr. Rice’s actions.

How To File A Claim Against Jon Rice of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Raymond James & Associates, Inc. and J.P. Morgan Securities LLC) To Get Your Money Back

If you have questions about Jon Rice, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Raymond James & Associates, Inc., J.P. Morgan Securities LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Brad Feldman?

Filed: March 12, 2024

Brad Feldman currently has one (1) pending customer complaint. Overall, he has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Brad Jason Feldman.

Who Is Brad Jason Feldman of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

• Advisor Name: Brad Jason Feldman
• Aliases: Brad Feldman
• CRD: 2858061
• Location: San Antonio, Texas
• Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
• Previous Firms: Cetera Investment Advisers LLC and Cetera Investment Services LLC
• Number of Known Customer Complaints: 5
• Can Brad Feldman Be Sued: Yes, in Private Arbitration
• Can Brad Feldman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $150,000
• Highest Settlement: $240,000

If you have suffered investment losses by Brad Feldman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Brad Feldman For Broker Misconduct

As of this publication date, Brad Feldman has been the subject of 5 customer disputes. Let’s review them below.

In March 2023, a FINRA arbitration was filed against or in reference to Brad Feldman by multiple customers of Cetera Investment Services LLC alleging that Mr. Feldman recommended unsuitable investments. Per the customers, they lost over $150,000 because of Mr. Feldman’s actions. As of this publication date, this claim remains pending.

In February 2023, a FINRA arbitration was filed against or in reference to Brad Feldman by multiple customers of Cetera Investment Services LLC alleging that they were recommended unsuitable investments. On September 3, 2023, Mr. Feldman settled the claim for $240,000, and some or all of this amount may have been paid by Mr. Feldman’s employer and/or insurance carrier.

In August 2021, a complaint was filed against or in reference to Brad Feldman by a customer of Cetera Investment Services LLC alleging that Mr. Feldman misrepresented a product and sold him a product that was not suitable. Per the customer, he/she lost over $28,000 because of Mr. Feldman’s actions.

In July 2021, a FINRA arbitration was filed against or in reference to Brad Feldman by a customer of Cetera Investment Services LLC alleging that Mr. Feldman recommended unsuitable investments. Per the customer, he/she lost over $75,000 because of Mr. Feldman’s actions. On May 12, 2023, Mr. Feldman settled the claim for $12,500, and some or all of this amount may have been paid by Mr. Feldman’s employer and/or insurance carrier.

In March 2001, a complaint was filed against or in reference to Brad Feldman by a customer of Citicorp Investment Services alleging that the client did not authorize the sale/rollover to another fund nor did he want to sell/rollover to another fund. Per the customer, he lost over $11,056.17 because of Mr. Feldman’s actions.

How To File A Claim Against Brad Feldman of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Cetera Investment Advisers LLC and Cetera Investment Services LLC) To Get Your Money Back

If you have questions about Brad Feldman, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Cetera Investment Advisers LLC, Cetera Investment Services LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Thomas Lee?

Filed: March 11, 2024

Thomas Lee has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Thomas Paul Lee.

Who Is Thomas Paul Lee of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

• Advisor Name: Thomas Paul Lee
• Aliases: Thomas Lee
• CRD: 2807587
• Location: Rockville, Maryland
• Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
• Previous Firms: Metlife Securities Inc. and Metropolitan Life Insurance Company
• Number of Known Customer Complaints: 2
• Can Thomas Lee Be Sued: Yes, in Private Arbitration
• Can Thomas Lee’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $250,000
• Highest Settlement: Unknown

If you have suffered investment losses by Thomas Lee, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Thomas Lee For Broker Misconduct

As of this publication date, Thomas Lee has been the subject of 2 customer disputes. Let’s review them below.

In March 2023, a complaint was filed against or in reference to Thomas Lee by a customer of Raymond James Financial Services, Inc. alleging that investments were not suitable. Per the customer, he/she lost over $250,000 because of Mr. Lee’s actions.

In October 2012, a complaint was filed against or in reference to Thomas Lee by a customer of Raymond James Financial Services, Inc. alleging poor recommendation. Per the customer, he/she lost over $24,000 because of Mr. Lee’s actions.

How To File A Claim Against Thomas Lee of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Metlife Securities Inc. and Metropolitan Life Insurance Company) To Get Your Money Back

If you have questions about Thomas Lee, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Metlife Securities Inc., Metropolitan Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Timothy Portelance?

Filed: March 6, 2024

Timothy Portelance currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Timothy Paul Portelance.

Who Is Timothy Paul Portelance of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

• Advisor Name: Timothy Paul Portelance
• Aliases: Timothy Portelance
• CRD: 2227106
• Location: Charlotte, North Carolina
• Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
• Previous Firms: Edward Jones and Planco Financial Services, Inc.
• Number of Known Customer Complaints: 1
• Can Timothy Portelance Be Sued: Yes, in Private Arbitration
• Can Timothy Portelance’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $227,334.15
• Highest Settlement: Unknown

If you have suffered investment losses by Timothy Portelance, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Timothy Portelance For Broker Misconduct

As of this publication date, Timothy Portelance has been the subject of 1 customer dispute. Let’s review it below.

In November 2023, a complaint was filed against or in reference to Timothy Portelance by a customer of Raymond James Financial Services, Inc. alleging that Mr. Portelance improperly allowed one plaintiff’s nephew to use an allegedly invalid Power of Attorney signed by the plaintiff to transfer funds from the plaintiff’s account to an account jointly held by the plaintiff and the nephew, and that the plaintiff is not being permitted to access this joint account. Per the customer, he/she lost over $227,334.15 because of Mr. Portelance’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Timothy Portelance of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Edward Jones and Planco Financial Services, Inc.) To Get Your Money Back

If you have questions about Timothy Portelance, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Edward Jones, Planco Financial Services, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Sherrill (Frank) Young?

Filed: February 9, 2024

Sherrill Young (also known as Frank Young) has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Sherrill Franklin Young III.

Who Is Sherrill Franklin Young III of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

• Advisor Name: Sherrill Franklin Young III
• Aliases: Frank Young
• CRD: 4417847
• Location: Hickory, North Carolina
• Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
• Previous Firms: Resource Partners LLC
• Number of Known Customer Complaints: 1
• Can Sherrill Young Be Sued: Yes, in Private Arbitration
• Can Sherrill Young’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $135,000
• Highest Settlement: Unknown

If you have suffered investment losses by Sherrill Young, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Sherrill (Frank) Young For Broker Misconduct

As of this publication date, Sherrill Young has been the subject of 1 customer dispute. Let’s review it below.

In October 2023, a complaint was filed against or in reference to Sherrill Young by a customer of Raymond James Financial Services, Inc. alleging that the clients requested to be placed in an investment with no risk and the advisor placed them in an unsuitable investment for their risk tolerance. The clients further alleged that the advisor misrepresented the municipal bond stating they would not lose money. Per the customer, he/she lost over $135,000 because of Young’s actions.

How To File A Claim Against Sherrill (Frank) Young of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Resource Partners LLC) To Get Your Money Back

If you have questions about Sherrill Young, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Resource Partners LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Michael Citron?

Filed: February 2, 2024

Michael Citron currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Michael Alan Citron.

Who Is Michael Alan Citron of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

• Advisor Name: Michael Alan Citron
• Aliases: Michael Citron
• CRD: 1374797
• Location: Morristown, New Jersey
• Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
• Previous Firms: Stifel, Nicolaus & Company, Incorporated and Citigroup Global Markets Inc.
• Number of Known Customer Complaints: 1
• Can Michael Citron Be Sued: Yes, in Private Arbitration
• Can Michael Citron’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $200,000
• Highest Settlement: Unknown

If you have suffered investment losses by Michael Citron, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Michael Citron For Broker Misconduct

As of this publication date, Michael Citron has been the subject of 1 customer dispute. Let’s review it below.

In October 2023, a complaint was filed against or in reference to Michael Citron by a customer of Raymond James Financial Services, Inc. alleging that Mr. Citron improperly followed client’s spouse’s instructions to withdraw funds from client’s individual account when spouse was not authorized to give such. Per the customer, he/she lost over $200,000 because of Mr. Citron’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Michael Citron of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Stifel, Nicolaus & Company, Incorporated and Citigroup Global Markets Inc.) To Get Your Money Back

If you have questions about Michael Citron, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Stifel, Nicolaus & Company, Incorporated, Citigroup Global Markets Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Charlotte McConnell?

Filed: February 1, 2024

Charlotte McConnell currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Charlotte Anne McConnell.

Who Is Charlotte Anne McConnell of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

• Advisor Name: Charlotte Anne McConnell
• Aliases: Charlotte Anne Maupin, Charlotte Anne Mcconnell Ms., Charlotte Anne White
• CRD: 1161160
• Location: Fort Collins, Colorado
• Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
• Previous Firms: Cetera Investment Advisers LLC and Cetera Investment Services LLC
• Number of Known Customer Complaints: 1
• Can Charlotte McConnell Be Sued: Yes, in Private Arbitration
• Can Charlotte McConnell’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $300,000
• Highest Settlement: Unknown

If you have suffered investment losses by Charlotte McConnell, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Charlotte McConnell For Broker Misconduct

As of this publication date, Charlotte McConnell has been the subject of 1 customer dispute. Let’s review it below.

In November 2023, a FINRA arbitration was filed against or in reference to Charlotte McConnell by multiple customers of Cetera Investment Services LLC alleging unsuitable investment recommendations which resulted in losses. Per the customers, they lost over $300,000 because of Ms. McConnell’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Charlotte McConnell of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Cetera Investment Advisers LLC and Cetera Investment Services LLC) To Get Your Money Back

If you have questions about Charlotte McConnell, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Cetera Investment Advisers LLC, Cetera Investment Services LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Bradley Frisk?

Filed: February 1, 2024

Bradley Frisk currently has one (1) pending customer complaint. Overall, he has been the subject of two (2) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Bradley Scot Frisk.

Who Is Bradley Scot Frisk of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

• Advisor Name: Bradley Scot Frisk
• Aliases: Bradley S Frisk
• CRD: 5957389
• Location: Sacramento, California
• Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
• Previous Firms: Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC
• Number of Known Customer Complaints: 1
• Can Bradley Frisk Be Sued: Yes, in Private Arbitration
• Can Bradley Frisk’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: Unknown
• Highest Settlement: Unknown

If you have suffered investment losses by Bradley Frisk, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Bradley Frisk For Broker Misconduct

As of this publication date, Bradley Frisk has been the subject of 1 customer dispute. Let’s review it below.

In January 2024, a complaint was filed against or in reference to Bradley Frisk by a customer of Wells Fargo Advisors, LLC alleging that Mr. Frisk invested funds without authorization and advised using a loan against securities, resulting in losses. As of this publication date, this claim remains pending.

In March 2020, a complaint was filed against or in reference to Bradley Frisk by a customer of Wells Fargo Advisors alleging that Mr. Frisk failed to disclose that the client’s account was subject to market risk.

How To File A Claim Against Bradley Frisk of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC) To Get Your Money Back

If you have questions about Bradley Frisk, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Andy Rodgers?

Filed: February 1, 2024

Andrew Rodgers (also known as Andy Rodgers) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Andrew William Rodgers.

Who Is Andrew William Rodgers of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

• Advisor Name: Andrew William Rodgers
• Aliases: Andy Rodgers
• CRD: 2277643
• Location: Tukwila, Washington
• Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
• Previous Firms: Brokersxpress LLC
• Number of Known Customer Complaints: 1
• Can Andrew Rodgers Be Sued: Yes, in Private Arbitration
• Can Andrew Rodgers’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $134,953
• Highest Settlement: Unknown

If you have suffered investment losses by Andrew Rodgers, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Andy Rodgers For Broker Misconduct

As of this publication date, Andrew Rodgers has been the subject of 1 customer dispute. Let’s review it below.

In July 2023, a FINRA arbitration was filed against or in reference to Andrew Rodgers by a customer of Raymond James Financial Services, Inc. alleging that Mr. Rodgers did not exercise fiduciary duty while managing a discretionary account. Per the customer, he/she lost over $134,953 because of Mr. Rodgers’s actions. As of this publication date, this claim remains pending.

How To File A Claim Against Andy Rodgers of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Brokersxpress LLC) To Get Your Money Back

If you have questions about Andrew Rodgers, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Brokersxpress LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.

Did You Lose Money Because of Earl Hamilton?

Filed: February 1, 2024

Earl Hamilton has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Earl Haden Hamilton, Jr..

Who Is Earl Haden Hamilton, Jr. of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?

• Advisor Name: Earl Haden Hamilton, Jr.
• Aliases: Earl Hamilton
• CRD: 2550236
• Location: Myrtle Beach, South Carolina
• Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
• Previous Firms: Robert Thomas Securities, Inc. and Liberty Securities Corporation
• Number of Known Customer Complaints: 1
• Can Earl Hamilton Be Sued: Yes, in Private Arbitration
• Can Earl Hamilton’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
• Highest Damages Allegation: $16,493.66
• Highest Settlement: Unknown

If you have suffered investment losses by Earl Hamilton, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a breach of fiduciary duty lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Earl Hamilton For Broker Misconduct

As of this publication date, Earl Hamilton has been the subject of 1 customer dispute. Let’s review it below.

In September 2023, a complaint was filed against or in reference to Earl Hamilton by a customer of Raymond James Financial Services, Inc. alleging that Mr. Hamilton placed an unauthorized trade in investment account. Per the customer, he/she lost over $16,493.66 because of Mr. Hamilton’s actions.

How To File A Claim Against Earl Hamilton of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Robert Thomas Securities, Inc. and Liberty Securities Corporation) To Get Your Money Back

If you have questions about Earl Hamilton, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Robert Thomas Securities, Inc., Liberty Securities Corporation, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.