Advisor Alert: Our Attorneys Are Investigating Brad Jason Feldman For Investment Fraud
Did You Lose Money Because of Brad Feldman?
Filed: March 12, 2024
Brad Feldman currently has one (1) pending customer complaint. Overall, he has been the subject of five (5) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Brad Jason Feldman.
Who Is Brad Jason Feldman of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?
- Advisor Name: Brad Jason Feldman
- Aliases: Brad Feldman
- CRD: 2858061
- Location: San Antonio, Texas
- Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Previous Firms: Cetera Investment Advisers LLC and Cetera Investment Services LLC
- Number of Known Customer Complaints: 5
- Can Brad Feldman Be Sued: Yes, in Private Arbitration
- Can Brad Feldman’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $150,000
- Highest Settlement: $240,000
If you have suffered investment losses by Brad Feldman, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Brad Feldman For Broker Misconduct
As of this publication date, Brad Feldman has been the subject of 5 customer disputes. Let’s review them below.
In March 2023, a FINRA arbitration was filed against or in reference to Brad Feldman by multiple customers of Cetera Investment Services LLC alleging that Mr. Feldman recommended unsuitable investments. Per the customers, they lost over $150,000 because of Mr. Feldman’s actions. As of this publication date, this claim remains pending.
In February 2023, a FINRA arbitration was filed against or in reference to Brad Feldman by multiple customers of Cetera Investment Services LLC alleging that they were recommended unsuitable investments. On September 3, 2023, Mr. Feldman settled the claim for $240,000, and some or all of this amount may have been paid by Mr. Feldman’s employer and/or insurance carrier.
In August 2021, a complaint was filed against or in reference to Brad Feldman by a customer of Cetera Investment Services LLC alleging that Mr. Feldman misrepresented a product and sold him a product that was not suitable. Per the customer, he/she lost over $28,000 because of Mr. Feldman’s actions.
In July 2021, a FINRA arbitration was filed against or in reference to Brad Feldman by a customer of Cetera Investment Services LLC alleging that Mr. Feldman recommended unsuitable investments. Per the customer, he/she lost over $75,000 because of Mr. Feldman’s actions. On May 12, 2023, Mr. Feldman settled the claim for $12,500, and some or all of this amount may have been paid by Mr. Feldman’s employer and/or insurance carrier.
In March 2001, a complaint was filed against or in reference to Brad Feldman by a customer of Citicorp Investment Services alleging that the client did not authorize the sale/rollover to another fund nor did he want to sell/rollover to another fund. Per the customer, he lost over $11,056.17 because of Mr. Feldman’s actions.
How To File A Claim Against Brad Feldman of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Cetera Investment Advisers LLC and Cetera Investment Services LLC) To Get Your Money Back
If you have questions about Brad Feldman, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Cetera Investment Advisers LLC, Cetera Investment Services LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.