Advisor Alert: Our Attorneys Are Investigating Charlotte Anne McConnell For Investment Fraud
Did You Lose Money Because of Charlotte McConnell?
Filed: February 1, 2024
Charlotte McConnell currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Charlotte Anne McConnell.
Who Is Charlotte Anne McConnell of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.?
- Advisor Name: Charlotte Anne McConnell
- Aliases: Charlotte Anne Maupin, Charlotte Anne Mcconnell Ms., Charlotte Anne White
- CRD: 1161160
- Location: Fort Collins, Colorado
- Current Employer: Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc.
- Previous Firms: Cetera Investment Advisers LLC and Cetera Investment Services LLC
- Number of Known Customer Complaints: 1
- Can Charlotte McConnell Be Sued: Yes, in Private Arbitration
- Can Charlotte McConnell’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $300,000
- Highest Settlement: Unknown
If you have suffered investment losses by Charlotte McConnell, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Charlotte McConnell For Broker Misconduct
As of this publication date, Charlotte McConnell has been the subject of 1 customer dispute. Let’s review it below.
In November 2023, a FINRA arbitration was filed against or in reference to Charlotte McConnell by multiple customers of Cetera Investment Services LLC alleging unsuitable investment recommendations which resulted in losses. Per the customers, they lost over $300,000 because of Ms. McConnell’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Charlotte McConnell of Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. (previously with Cetera Investment Advisers LLC and Cetera Investment Services LLC) To Get Your Money Back
If you have questions about Charlotte McConnell, Raymond James Financial Services, Inc., Raymond James Financial Services Advisors, Inc., Cetera Investment Advisers LLC, Cetera Investment Services LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.