Advisor Alert: Our Attorneys Are Investigating Kerrie Leigh Milligan For Investment Fraud
Did You Lose Money Because of Kerrie Milligan?
Filed: January 30, 2024
Kerrie Milligan (also known as Kerrie Grimstad) has been the subject of one (1) regulatory event, one (1) termination event, and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Kerrie Leigh Milligan.
Who Is Kerrie Leigh Milligan of Raymond James & Associates, Inc.?
- Advisor Name: Kerrie Leigh Milligan
- Aliases: Kerrie Milligan Grimstad
- CRD: 4276095
- Location: Boca Raton, Florida
- Current Employer: Raymond James & Associates, Inc.
- Previous Firms: Morgan Stanley
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Number of Known Termination Events: 1
- Can Kerrie Milligan Be Sued: Yes, in Private Arbitration
- Can Kerrie Milligan’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Kerrie Milligan, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Kerrie Milligan For Broker Misconduct
As of this publication date, Kerrie Milligan has been the subject of 1 regulatory event, 1 termination event, and 1 customer dispute. Let’s review them below.
In July 2019, a complaint was filed against or in reference to Kerrie Milligan by a customer of Raymond James & Associates, Inc. alleging that he did not authorize the trade of AAPL on 5/23 or 5/31.
In January 2015, FINRA initiated a regulatory action against or in reference to Kerrie Milligan for allegedly effecting trades in a customer’s account on the instructions of the customer’s husband without the customer’s prior written authorization and without receiving prior approval to exercise discretion in the account from her member firm.
In September 2012, Morgan Stanley Smith Barney, LLC terminated Kerrie Milligan for processing a wire transfer request by an unauthorized third-party purporting to act on behalf of a client. This third party, unbeknownst to the employee, was engaged in fraudulent conduct to misappropriate funds from the client.
How To File A Claim Against Kerrie Milligan of Raymond James & Associates, Inc. (previously with Morgan Stanley) To Get Your Money Back
If you have questions about Kerrie Milligan, Raymond James & Associates, Inc., Morgan Stanley, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.