Advisor Alert: Our Attorneys Are Investigating Annetta Marie Box For Investment Fraud
Did You Lose Money Because of Annetta Box?
Filed: October 26, 2023
Annetta Box (also known as Annetta Marie Taylor) has been the subject of one (1) regulatory event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Annetta Marie Box.
Who Is Annetta Marie Box?
- Advisor Name: Annetta Marie Box
- Aliases: Annetta Box, Annetta Marie Box Taylor, Annetta Marie Taylor
- CRD: 6475567
- Location: Dallas, Texas
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., and Securities America, Inc.
- Number of Known Regulatory Events: 1
- Can Annetta Box Be Sued: Yes, in Private Arbitration
- Can Annetta Box’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Annetta Box, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Annetta Box For Broker Misconduct
As of this publication date, Annetta Box has been the subject of 1 regulatory event. Let’s review it below.
In August 2022, FINRA initiated a regulatory event against or in reference to Ms. Box. Without admitting or denying the findings, Box consented to the sanction and to the entry of findings that she refused to provide information and documents requested by FINRA in connection with its investigation about her outside business activities. The findings stated that Box provided a partial but incomplete response to FINRA’s request. The information and documents Box failed to provide were material to FINRA’s investigation. Box acknowledges that she received FINRA’s request and will not produce the outstanding information and documents requested.
How To File A Claim Against Annetta Box (previously with Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., and Securities America, Inc.) To Get Your Money Back.
If you have questions about Annetta Box, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., Securities America, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553. Our team has recovered approximately $25 million dollars on behalf of investors who lost money due to bad advice by their broker or brokerage firm. We’d love to help you out too.