Advisor Alert: Our Attorneys Are Investigating Corrie Ann Mitchell For Investment Fraud
Did You Lose Money Because of Corrie Ann Mitchell?
Filed: October 26, 2023
Corrie Ann Box (also known as Corrie Ann Mitchell) currently has been the subject of one (1) regulatory event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Corrie Ann Mitchell.
Who Is Corrie Ann Mitchell?
- Advisor Name: Corrie Ann Mitchell
- Aliases: Corrie Ann Box
- CRD: 7221410
- Location: San Antonio, Texas
- Current Employer: No Longer Allowed to Practice in the Securities Industry
- Previous Firms: Cambridge Investment Research, Inc. and Royal Alliance Associates, Inc.
- Number of Known Regulatory Events: 1
- Can Corrie Ann Mitchell Be Sued: Yes, in Private Arbitration
- Can Corrie Ann Mitchell’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: Unknown
- Highest Settlement: Unknown
If you have suffered investment losses by Corrie Ann Mitchell, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Corrie Ann Mitchell For Broker Misconduct
As of this publication date, Corrie Ann Mitchell has been the subject of 1 regulatory event. Let’s review it below.
In August 2022, FINRA initiated a regulatory action against or in reference to Corrie Ann Mitchell. Without admitting or denying the findings, Mitchell consented to the sanction and to the entry of findings that she refused to provide information and documents requested by FINRA in connection with its investigation about her outside business activities.
How To File A Claim Against Corrie Ann Mitchell (previously with Cambridge Investment Research, Inc. and Royal Alliance Associates, Inc.) To Get Your Money Back.
If you have questions about Corrie Ann Mitchell, Cambridge Investment Research, Inc., Royal Alliance Associates, Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553. Our team has recovered approximately $25 million dollars on behalf of investors who lost money due to bad advice by their broker or brokerage firm. We’d love to help you out too.