Advisor Alert: Our Attorneys Are Investigating Darren N Ting For Investment Fraud
Did You Lose Money Because of Darren Ting?
Filed: January 30, 2024
Darren Ting has been the subject of one (1) regulatory event. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Darren N Ting.
Who Is Darren N Ting?
- Advisor Name: Darren N Ting
- Aliases: Darren Nickolas Ting, Darren Ting
- CRD: 6814035
- Location: Cleveland, Ohio
- Current Employer: Currently Not Registered
- Previous Firms: J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Number of Known Regulatory Events: 1
- Can Darren Ting Be Sued: Yes, in Private Arbitration
- Can Darren Ting’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation:
- Highest Settlement:
If you have suffered investment losses by Darren Ting, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Darren Ting For Broker Misconduct
As of this publication date, Darren Ting has been the subject of 1 regulatory event. Let’s review it below.
In December 2023, FINRA initiated a regulatory action against or in reference to Darren Ting for exercising discretionary authority to effect trades in customer accounts without obtaining written authorization from the customers to exercise discretion and without his member firm having accepted the accounts as discretionary.
How To File A Claim Against Darren Ting (previously with J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated) To Get Your Money Back
If you have questions about Darren Ting, J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.