Advisor Alert: Our Attorneys Are Investigating David A Shaw For Investment Fraud
Did You Lose Money Because of David Shaw?
Filed: January 30, 2024
David Shaw has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on David A Shaw.
Who Is David A Shaw of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC?
- Advisor Name: David A Shaw
- Aliases: David Shaw
- CRD: 5337265
- Location: Manasquan, New Jersey
- Current Employer: Cetera Advisor Networks LLC and Cetera Investment Advisers LLC
- Previous Firms: Securian Financial Services, Inc. and Edward Jones
- Number of Known Customer Complaints: 1
- Can David Shaw Be Sued: Yes, in Private Arbitration
- Can David Shaw’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $99,093
- Highest Settlement: $99,093
If you have suffered investment losses by David Shaw, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an elder financial abuse lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against David Shaw For Broker Misconduct
As of this publication date, David Shaw has been the subject of 1 customer dispute. Let’s review it below.
In November 2023, a complaint was filed against or in reference to David Shaw by a customer of Securian Financial Services, Inc. alleging that her mother’s account was invested too aggressively and lost significant value. Per the customer, she lost over $99,093 because of Mr. Shaw’s actions. On November 17, 2023, Mr. Shaw settled the claim for $99,093.
How To File A Claim Against David Shaw of Cetera Advisor Networks LLC and Cetera Investment Advisers LLC (previously with Securian Financial Services, Inc. and Edward Jones) To Get Your Money Back
If you have questions about David Shaw, Cetera Advisor Networks LLC, Cetera Investment Advisers LLC, Securian Financial Services, Inc., Edward Jones, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.