Advisor Alert: Our Attorneys Are Investigating Roger Daniel Follis For Investment Fraud
Did You Lose Money Because of Roger Follis?
Filed: January 30, 2024
Roger Follis currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Roger Daniel Follis.
Who Is Roger Daniel Follis of B. Riley Wealth Management and B. Riley Wealth Advisors, Inc.?
- Advisor Name: Roger Daniel Follis
- Aliases: Roger Follis
- CRD: 2653439
- Location: Washington, D.C.
- Current Employer: B. Riley Wealth Management and B. Riley Wealth Advisors, Inc.
- Previous Firms: Wells Fargo Advisors Financial Network, LLC
- Number of Known Customer Complaints: 1
- Can Roger Follis Be Sued: Yes, in Private Arbitration
- Can Roger Follis’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $2,600,000
- Highest Settlement: Unknown
If you have suffered investment losses by Roger Follis, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a churning fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Roger Follis For Broker Misconduct
As of this publication date, Roger Follis has been the subject of 1 customer dispute. Let’s review it below.
In December 2023, a complaint was filed against or in reference to Roger Follis by a customer of B. Riley Wealth Management alleging that Mr. Follis took inappropriate risks purchasing unsuitable investments, overtrading options, and deviating from the investment plan. Per the customer, he/she lost over $2,600,000 because of Mr. Follis’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Roger Follis of B. Riley Wealth Management and B. Riley Wealth Advisors, Inc. (previously with Wells Fargo Advisors Financial Network, LLC) To Get Your Money Back
If you have questions about Roger Follis, B. Riley Wealth Management, B. Riley Wealth Advisors, Inc., Wells Fargo Advisors Financial Network, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.