Advisor Alert: Our Attorneys Are Investigating Charles Douglas Hartley For Investment Fraud
Did You Lose Money Because of Charlie Hartley?
Filed: January 30, 2024
Charles Hartley (also known as Charlie Hartley) currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Charles Douglas Hartley.
Who Is Charles Douglas Hartley of B. Riley Wealth Management and B. Riley Wealth Advisors, Inc.?
- Advisor Name: Charles Douglas Hartley
- Aliases: Charlie Hartley
- CRD: 2658276
- Location: Washington, D.C.
- Current Employer: B. Riley Wealth Management and B. Riley Wealth Advisors, Inc.
- Previous Firms: Wells Fargo Advisors Financial Network, LLC
- Number of Known Customer Complaints: 1
- Can Charles Hartley Be Sued: Yes, in Private Arbitration
- Can Charles Hartley’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $2,600,000
- Highest Settlement: Unknown
If you have suffered investment losses by Charles Hartley, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Charlie Hartley For Broker Misconduct
As of this publication date, Charles Hartley has been the subject of 1 customer dispute. Let’s review it below.
In December 2023, a complaint was filed against or in reference to Charles Hartley by a customer of B. Riley Wealth Management alleging that Mr. Hartley took inappropriate risks purchasing unsuitable investments, overtrading options, and deviating from the investment plan. Per the customer, he/she lost over $2,600,000 because of Mr. Hartley’s actions. As of this publication date, this claim remains pending.
How To File A Claim Against Charlie Hartley of B. Riley Wealth Management and B. Riley Wealth Advisors, Inc. (previously with Wells Fargo Advisors Financial Network, LLC) To Get Your Money Back
If you have questions about Charles Hartley, B. Riley Wealth Management, B. Riley Wealth Advisors, Inc., Wells Fargo Advisors Financial Network, LLC, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.