Advisor Alert: Our Attorneys Are Investigating Richard (NMN) Calabrese Mr For Investment Fraud
Did You Lose Money Because of Richard Calabrese?
Filed: January 30, 2024
Richard Calabrese currently has one (1) pending customer complaint. Overall, he has been the subject of one (1) regulatory event and one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Richard (NMN) Calabrese Mr.
Who Is Richard (NMN) Calabrese Mr of Corinthian Partners, LLC?
- Advisor Name: Richard (NMN) Calabrese Mr
- Aliases: Richard Calabrese
- CRD: 1549013
- Location: New York, New York
- Current Employer: Corinthian Partners, LLC
- Previous Firms: Lehman Brothers Inc.
- Number of Known Customer Complaints: 1
- Number of Known Regulatory Events: 1
- Can Richard Calabrese Be Sued: Yes, in Private Arbitration
- Can Richard Calabrese’s Employers Be Sued For Failing to Supervise Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $9,937,000
- Highest Settlement: Unknown
If you have suffered investment losses by Richard Calabrese, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Richard Calabrese For Broker Misconduct
As of this publication date, Richard Calabrese has been the subject of 1 regulatory event and 1 customer dispute. Let’s review them below.
In November 2023, a complaint was filed against or in reference to Richard Calabrese by a customer of Sagepoint Financial, Inc. alleging that Mr. Calabrese failed to supervise. Per the customer, he/she lost over $9,937,000 because of Mr. Calabrese’s actions.
In March 2019, FINRA initiated a regulatory action against or in reference to Richard Calabrese for allegedly failing to establish, maintain and enforce a reasonably designed supervisory system, including WSPs, regarding the sale of Non-Traditional Exchange Traded Products (NT-ETPs) to member firm customers’.
How To File A Claim Against Richard Calabrese of Corinthian Partners, LLC (previously with Lehman Brothers Inc.) To Get Your Money Back
If you have questions about Richard Calabrese, Corinthian Partners, LLC, Lehman Brothers Inc., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll-free at 1-800-950-6553.