Advisor Alert: Our Attorneys Are Investigating Gary Kendall Liska For Investment Fraud
Did You Lose Money Because of Gary Liska?
Filed: October 26, 2023
Gary K Liska (also known as Gary Kendall Liska) has been the subject of one (1) criminal event (on appeal) and three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Gary Kendall Liska.
Who Is Gary Kendall Liska of SEIA and Signature Estate Securities, Inc.?
- Advisor Name: Gary Kendall Liska
- Aliases: Gary K. Liska
- CRD: 2512188
- Location: Commack, New York
- Current Employer: SEIA and Signature Estate Securities, Inc.
- Previous Firms: Osaic Wealth, Inc., Signator Investors, Inc., and John Hancock Mutual Life Insurance Company
- Number of Known Customer Complaints: 3
- Number of Known Criminal Events: 1
- Can Gary Liska Be Sued: Yes, in Private Arbitration
- Can Gary Liska’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $1,000,000
- Highest Settlement: Unknown
If you have suffered investment losses by Gary Liska, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a failure to supervise lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Gary Liska For Broker Misconduct
As of this publication date, Gary Liska has been the subject of 1 criminal event and 3 customer disputes. Let’s review them below.
In May 2022, a complaint was filed against or in reference to Gary Liska by a customer of Royal Alliance Associates, Inc. alleging that Mr. Liska exhibited bad judgment and mismanagement which caused losses. Per the customer, he/she lost over $100,000 because of Mr. Liska’s actions.
In December 2021, a complaint was filed against or in reference to Gary Liska by a customer of Royal Alliance Associates, Inc. alleging misrepresentation and unsuitability of options strategy and poor advice regarding overall investment strategy. Per the customer, he/she lost over $1,000,000 because of Mr. Liska’s actions.
In July 2020, a complaint was filed against or in reference to Gary Liska by a customer of Royal Alliance Associates, Inc. alleging misrepresentation of an inherited annuity and unsuitable sub account choices. Per the customer, he/she lost over $33,000 because of Mr. Liska’s actions.
In October 1989, misdemeanor charges were pressed against Mr. Liska in the North Orange County Municipal Court for shoplifting (Penal Code 488D Shoplifting). In February of 1990, Mr. Liska completed the court requirement of paying a $500 fine and in 1992 Mr. Liska completed his 3 year probation period.
How To File A Claim Against Gary Liska of SEIA and Signature Estate Securities, Inc. (previously with Osaic Wealth, Inc., Signator Investors, Inc., and John Hancock Mutual Life Insurance Company) To Get Your Money Back.
If you have questions about Gary Liska, SEIA, Signature Estate Securities, Inc., Osaic Wealth, Inc., Signator Investors, Inc., John Hancock Mutual Life Insurance Company, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553. Our team has recovered approximately $25 million dollars on behalf of investors who lost money due to bad advice by their broker or brokerage firm. We’d love to help you out too.