Advisor Alert: Our Attorneys Are Investigating Fernando A. Pohina For Investment Fraud
Did You Lose Money Because of Fernando Pohina?
Filed: October 26, 2023
Fernando Pohina has been the subject of one (1) termination event and three (3) customer complaints. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.
Let’s begin our Patil Law Advisor Alert with a summary report on Fernando A Pohina.
Who Is Fernando A Pohina of Osaic Wealth, Inc.?
- Advisor Name: Fernando A Pohina
- Aliases: Fernando Pohina
- CRD: 5624328
- Location: Bellevue, Washington State
- Current Employer: Osaic Wealth, Inc.
- Previous Firms: Hornor, Townsend & Kent, LLC and Prudential Financial Planning Services
- Number of Known Customer Complaints: 3
- Number of Known Termination Events: 1
- Can Fernando Pohina Be Sued: Yes, in Private Arbitration
- Can Fernando Pohina’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
- Highest Damages Allegation: $5,365
- Highest Settlement: $7,600.55
If you have suffered investment losses by Fernando Pohina, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining an investment fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.
Customer Complaints Filed Against Fernando Pohina For Broker Misconduct
As of this publication date, Fernando Pohina has been the subject of 1 termination event and 3 customer disputes. Let’s review them below.
In March 2020, a complaint was filed against or in reference to Fernando Pohina by a customer of Hornor, Townsend & Kent, LLC alleging that the client instructed that funds sent to his outside money manager be kept in cash, but instead they were invested in the market. Per the customer, he lost over $5,365 because of Mr. Pohina’s actions. On June 24, 2020, Mr. Pohina settled the claim for $7,600.55, and some or all of this amount may have been paid by Mr. Pohina’s employer and/or insurance carrier.
In April 2015, a complaint was filed against or in reference to Fernando Pohina by multiple customers of AXA Advisors, LLC alleging that they were never informed of the contingent withdrawal charges they would incur if they surrendered the variable annuity they purchased in 2012.
In September 2014, Pruco Securities, LLC terminated Fernando Pohina for using and facilitating the use of unapproved marketing materials by registered representatives.
In July 2012, a complaint was filed against or in reference to Fernando Pohina by a customer of AXA Advisors, LLC alleging misrepresentation in the sale of two 2012 variable annuity contracts. The client further alleges that he was unaware he purchased annuities nor did he receive a summary of the disclosure fees and charges associated with these contracts.
How To File A Claim Against Fernando Pohina of Osaic Wealth, Inc. (previously with Hornor, Townsend & Kent, LLC and Prudential Financial Planning Services) To Get Your Money Back.
If you have questions about Fernando Pohina, Osaic Wealth, Inc., Hornor, Townsend & Kent, LLC, Prudential Financial Planning Services, or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.