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Did You Lose Money Because of Fabio Battaglia Jr.?

Filed: October 26, 2023

Fabio Francis Jr. Battaglia has been the subject of one (1) customer complaint. As an investor, you may be entitled to compensation for losses accrued due to mismanagement of your investments.

Let’s begin our Patil Law Advisor Alert with a summary report on Fabio Francis Battaglia Jr.

Who Is Fabio Francis Battaglia Jr of Osaic Wealth, Inc.?

  • Advisor Name: Fabio Francis Battaglia Jr
  • Aliases: Fabio Francis Jr Battaglia
  • CRD: 1078266
  • Location: Eatontown, New Jersey
  • Current Employer: Osaic Wealth, Inc.
  • Previous Firms: Signator Investors, Inc., John Hancock Mutual Life Insurance Company, Mony Securities Corp.
  • Number of Known Customer Complaints: 1
  • Can Fabio Battaglia Jr Be Sued: Yes, in Private Arbitration
  • Can Fabio Battaglia Jr’s Employers Be Sued For Failing to Supervise His Actions: Yes, in Private Arbitration
  • Highest Damages Allegation: $5,960.94
  • Highest Settlement: $6,328.16

If you have suffered investment losses by Fabio Battaglia Jr, we strongly encourage you to exercise your rights to experienced legal representation. Recover what is owed to you by retaining a stockbroker fraud lawyer. Reach out to the legal team at Patil Law, P.C. via the secure online form or call the firm directly toll-free at 1-800-950-6553.

Customer Complaints Filed Against Fabio Battaglia Jr For Broker Misconduct

As of this publication date, Fabio Battaglia Jr has been the subject of 1 customer dispute. Let’s review it below.

In June 2020, a complaint was filed against or in reference to Fabio Battaglia Jr by a customer of Royal Alliance Associates, Inc. alleging misrepresentation in the sale of an insurance product causing a taxable event. Per the customer, he/she lost over $5,960.94 because of Mr. Battaglia Jr’s actions. On August 21, 2020, Mr. Battaglia Jr settled the claim for $6,328.16, and some or all of this amount may have been paid by Mr. Battaglia Jr’s employer and/or insurance carrier.

How To File A Claim Against Fabio Battaglia Jr of Osaic Wealth, Inc. (previously with Signator Investors, Inc., John Hancock Mutual Life Insurance Company, and Mony Securities Corp.) To Get Your Money Back.

If you have questions about Fabio Battaglia Jr, Osaic Wealth, Inc., Signator Investors, Inc., John Hancock Mutual Life Insurance Company, Mony Securities Corp., or the management or performance of your accounts, please contact Attorney Patil for a free initial consultation via email or toll free at 1-800-950-6553.

Author Photo

Chetan Patil

Chetan Patil is the founder and Managing Partner of the Patil Law. He brings over 15 years of extensive experience in diverse complex disputes and transactions, across the country. Mr. Patil specializes in litigations, trials, arbitrations, and appeals of complex securities, FINRA, financial and business disputes, with an emphasis in securities, financial services, and financial regulatory law.
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